07/17/2025 | Press release | Distributed by Public on 07/17/2025 14:36
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | (2) | 03/08/2027 | Common Stock, par value $0.01 | 8,590 | $26.66 | D | |
Stock Option (right to buy) | (3) | 03/02/2028 | Common Stock, par value $0.01 | 6,406 | $41.97 | D | |
Stock Option (right to buy) | (4) | 02/27/2029 | Common Stock, par value $0.01 | 9,019 | $33.34 | D | |
Stock Option (right to buy) | (5) | 02/24/2031 | Common Stock, par value $0.01 | 7,133 | $29.21 | D | |
Stock Option (right to buy) | (6) | 02/28/2032 | Common Stock, par value $0.01 | 5,264 | $39.15 | D | |
Stock Option (right to buy) | (7) | 02/28/2033 | Common Stock, par value $0.01 | 4,088 | $41.2 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Gramm Christopher 300 KIMBALL DRIVE, SUITE 101 PARSIPPANY, NJ 07054 |
VP and Interim CFO |
/s/ Achilles B. Kintiroglou for Christopher Gramm | 07/17/2025 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Amount includes 18,376 unvested restricted stock units granted pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated (the "Stock Plan"). |
(2) | Grant of stock options pursuant to the Stock Plan, which vested in three equal annual installments on the first three anniversaries of the grant date of March 8, 2017. |
(3) | Grant of stock options pursuant to the Stock Plan, which vested in three equal annual installments on the first three anniversaries of the grant date of March 2, 2018. |
(4) | Grant of stock options pursuant to the Stock Plan, which vested in three equal annual installments on the first three anniversaries of the grant date of February 27, 2019. |
(5) | Grant of stock options pursuant to the Stock Plan, which vested in three equal annual installments on the first three anniversaries of the grant date of February 24, 2021. |
(6) | Grant of stock options pursuant to the Stock Plan, which vested in three equal annual installments on the first three anniversaries of the grant date of February 28, 2022. |
(7) | Grant of stock options pursuant to the Stock Plan, which are scheduled to vest in three equal annual installments on the first three anniversaries of the grant date of February 28, 2023. |