03/18/2026 | Press release | Distributed by Public on 03/18/2026 19:26
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| 2025 Employee Share Option (right to buy) | (3) | 08/22/2035 | Ordinary Shares(1) | 19,130(2) | $5.09(2) | D | |
| Restricted Share Units | (4) | (4) | Ordinary Shares(1) | 22,460(2) | (4) | D | |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Lenz Robert A. C/O NOVABRIDGE BIOSCIENCES, 2440 RESEARCH BOULEVARD, SUITE 400 ROCKVILLE, MD 20850 |
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| /s/ Xi-Yong (Sean) Fu as attorney-in-fact | 03/18/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The Ordinary Shares may be represented by American Depositary Shares ("ADS"). Each 10 ADSs represent 23 Ordinary Shares of the Issuer. |
| (2) | Number of underlying securities and exercise price expressed in terms of ADSs. |
| (3) | The option was granted on August 22, 2025.The option vests and becomes exercisable in three equal annual installments beginning on the first anniversary of the grant date. |
| (4) | On August 22, 2025, the Reporting Person was granted 22,460 restricted share units ("RSUs"). Each RSU represents a contingent right to receive one ADS. The RSUs vest over three years in three equal annual installments on August 22, 2026, 2027 and 2028. |
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Remarks: Exhibit List: Ex. 24.1- Power of Attorney |
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