Smith Micro Software Inc.

10/17/2025 | Press release | Distributed by Public on 10/17/2025 06:06

Proxy Results (Form 8-K)

Item 5.07
Submission of Matters to a Vote of Security Holders.
(a) On October 16, 2025, Smith Micro Software, Inc. (the "Company") held a special meeting of stockholders (the "Special Meeting"). Of the 21,458,637 shares of the Company's common stock outstanding and entitled to vote at the Special Meeting, 11,159,156 shares (or 52.00%), constituting a quorum, were represented in person (online) or by proxy at the Special Meeting.
(b) Two proposals were submitted by the Company's Board of Directors to a vote of Company stockholders, and the final results of the voting on each proposal are noted below.
The Company's stockholders approved, for purposes of Nasdaq listing rule 5635(d), of the issuance of shares of our common stock underlying the common warrants issued by us pursuant to the terms of that certain Securities Purchase Agreement, dated July 17, 2025, in an amount that, together with the other shares of common stock issued pursuant to such Securities Purchase Agreement, may equal or exceed 20% of our common stock outstanding (the "Nasdaq Proposal"), and shareholders approved the adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the Nasdaq Proposal (the "Adjournment Proposal").
The final results of the voting on each proposal are set forth below.
Proposal No. 1 - Approval of the Nasdaq Proposal. The votes on this proposal were as follows:
For
Against
Abstain
Broker Non-Votes
10,547,202
346,095
265,859
0
Proposal No. 2 - Approval of the Adjournment Proposal. The votes on this proposal were as follows:
For
Against
Abstain
Broker Non-Votes
10,567,314
327,028
264,814
0
.
Smith Micro Software Inc. published this content on October 17, 2025, and is solely responsible for the information contained herein. Distributed via EDGAR on October 17, 2025 at 12:06 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]