01/22/2025 | Press release | Distributed by Public on 01/22/2025 20:52
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Colon Flor XEROX HOLDINGS CORPORATION P.O. BOX 4505 201 MERRITT 7 NORWALK, CT 06851-1056 |
See Remarks |
/s/ Eric Risi, as Attorney-in-Fact | 01/22/2025 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On January 18, 2023, the reporting person was granted an award of 6,552 Restricted Stock Units, which vests in three installments of 33%, 33% and 34% on the first, second and third anniversaries of the grant date. |
(2) | Restricted Stock Units convert into common stock on a one-for-one basis. |
(3) | Of the 2,162 Restricted Stock Units that vested, 894 were withheld and disposed of for taxes. |
(4) | On January 19, 2023, the reporting person was granted an award of 2,695 Restricted Stock Units, of which 1,078 vested on January 19, 2024 and 1,617 vested on January 19, 2025. |
(5) | Of the 1,617 Restricted Stock Units that vested, 669 were withheld and disposed of for taxes. |
Remarks: Chief Legal Officer and Corporate Secretary |