08/14/2026 | Press release | Distributed by Public on 08/14/2026 14:53
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Delaware
(State or Other Jurisdiction of
Incorporation or Organization) |
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82-2082553
(I.R.S. Employer
Identification Number) |
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| | Large accelerated filer | | | ☐ | | | Accelerated filer | | | ☐ | |
| | Non- accelerated filer | | | ☒ | | | Smaller reporting company | | | ☒ | |
| | | | | | | | Emerging growth company | | | ☐ | |
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Page
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ABOUT THIS PROSPECTUS
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| | | | 1 | | |
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THE COMPANY
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| | | | 2 | | |
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RISK FACTORS
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| | | | 3 | | |
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CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS
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| | | | 4 | | |
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USE OF PROCEEDS
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| | | | 6 | | |
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DESCRIPTION OF CAPITAL STOCK
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| | | | 7 | | |
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DESCRIPTION OF DEBT SECURITIES
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| | | | 12 | | |
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DESCRIPTION OF WARRANTS
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| | | | 18 | | |
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DESCRIPTION OF UNITS
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| | | | 20 | | |
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FORMS OF SECURITIES
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| | | | 20 | | |
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PLAN OF DISTRIBUTION
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| | | | 22 | | |
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LEGAL MATTERS
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| | | | 25 | | |
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EXPERTS
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| | | | 25 | | |
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WHERE YOU CAN FIND MORE INFORMATION
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| | | | 25 | | |
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INCORPORATION OF CERTAIN INFORMATION BY REFERENCE
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| | | | 26 | | |
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SEC registration fee
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| | | $ | (1) | | |
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Legal fees and expenses
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| | | $ | (2) | | |
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Accounting fees and expenses
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| | | $ | (2) | | |
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Printing expenses
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| | | $ | (2) | | |
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Transfer and registrar fees and expenses
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| | | $ | (2) | | |
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Miscellaneous
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| | | $ | (2) | | |
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Total
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| | | $ | (2) | | |
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Incorporated by Reference
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Exhibit
Number |
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Exhibit Description
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Form
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Date
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Number
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| | 1.1* | | | Form of Underwriting Agreement | | | | | | | | | | |
| | 3.1 | | | | |
10-K
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| | June 3, 2020 | | |
3.1
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| | 3.2 | | | | |
8-K
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| | July 24, 2018 | | |
3.2
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| | 4.1 | | | | |
S-1/A
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| | July 10, 2018 | | |
4.1
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| | 4.2 | | | | |
8-K
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November 18, 2019
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4.1
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| | 4.3 | | | | |
8-K
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| | June 10, 2020 | | |
4.1
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| | 4.4 | | | | |
8-K
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December 12, 2022
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4.1
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| | 4.5 | | | | |
8-K
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| | June 13, 2024 | | |
4.1
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| | 4.6 | | | | |
8-K/A
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| | December 4, 2024 | | |
4.1
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| | 4.7 | | | | |
8-K/A
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| | August 11, 2026 | | |
4.1
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| | 4.8* | | | Form of Certificate of Designation with Respect to Any Preferred Stock Issued Hereunder and the Related Form of Preferred Stock Certificate | | | | | | | | | | |
| | 4.9 | | |
Form of Indenture to Be Entered Into Between Registrant and Trustee Acceptable to the Replimune Group, Inc.
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| | | | | | | | | |
| | 4.10* | | | Form of Debt Security | | | | | | | | | | |
| | 4.11* | | | Form of Warrant Agreement and Warrant Certificate | | | | | | | | | | |
| | 4.12* | | | Form of Unit Agreement and Unit Certificate | | | | | | | | | | |
| | 4.13 | | |
Form of Pre-Funded Warrant
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| | 5.1 | | |
Opinion of Morgan, Lewis & Bockius LLP
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| | 23.1 | | |
Consent of Morgan, Lewis & Bockius LLP (included in Exhibit 5.1)
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| | 23.2 | | |
Consent of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm
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Incorporated by Reference
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Exhibit
Number |
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Exhibit Description
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Form
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Date
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Number
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| | 24.1 | | |
Power of Attorney (incorporated by reference to the signature page hereto).
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25.1**
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| | Form T-1 Statement of Eligibility of Trustee under the Indenture | | | | | | | | | | |
| | 107 | | |
Filing Fee Table
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Name
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Title
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Date
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/s/ Sushil Patel
Sushil Patel
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Chief Executive Officer and Director (Principal Executive Officer) |
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August 14, 2026
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/s/ Emily Hill
Emily Hill
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Chief Financial Officer (Principal Financial Officer) |
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August 14, 2026
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/s/ Andrew Schwendenman
Andrew Schwendenman
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Chief Accounting Officer (Principal Accounting Officer) |
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August 14, 2026
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/s/ Philip Astley-Sparke
Philip Astley-Sparke
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| | Director | | |
August 14, 2026
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/s/ Kapil Dhingra
Kapil Dhingra
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| | Director | | |
August 14, 2026
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/s/ Madhavan Balachandran
Madhavan Balachandran
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| | Director | | |
August 14, 2026
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/s/ Christy Oliger
Christy Oliger
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| | Director | | |
August 14, 2026
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Name
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Title
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Date
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/s/ Paolo Pucci
Paolo Pucci
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| | Director | | |
August 14, 2026
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/s/ Joseph Slattery
Joseph Slattery
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| | Director | | |
August 14, 2026
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/s/ Veleka Peeples-Dyer
Veleka Peeples-Dyer
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| | Director | | |
August 14, 2026
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/s/ Dieter Weinand
Dieter Weinand
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| | Director | | |
August 14, 2026
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/s/ Michael Goller
Michael Goller
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| | Director | | |
August 14, 2026
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