11/07/2025 | Press release | Distributed by Public on 11/07/2025 16:22
Securities Act File No. 333-122917
ICA No. 811- 21720
As filed with the Securities and Exchange Commission on November 7, 2025
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
| Pre-Effective Amendment No. _______ | [ ] | ||
| Post-Effective Amendment No. 1,508 | [ X ] |
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
| Amendment No. 1,510 | [ X ] |
(Check Appropriate Box or Boxes)
Northern Lights Fund Trust
(Exact Name of Registrant as Specified in Charter)
225 Pictoria Drive, Suite 450
Cincinnati, OH 45246
Attention: Kevin Wolf
(Address of Principal Executive Offices)(Zip Code)
(631) 490-4300
(Registrant's Telephone Number, Including Area Code)
The Corporation Trust Company
Corporate Trust Center
251 Little Falls Drive
Wilmington, DE 19808
(Name and Address of Agent for Service)
With a copy to:
|
JoAnn M. Strasser, Esq. Thompson Hine LLP 41 South High Street, Suite 1700 Columbus, Ohio 43215 614-469-3265 (phone) 513-241-4771 (fax) |
Timothy Burdick Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 (631) 470-2649 |
Approximate Date of Proposed Public Offering:
It is proposed that this filing will become effective (check appropriate box):
| ( ) | immediately upon filing pursuant to paragraph (b). | |
| (X) | on December 5, 2025 pursuant to paragraph (b). | |
| ( ) | 60 days after filing pursuant to paragraph (a)(1). | |
| ( ) | on (date) pursuant to paragraph (a)(1). | |
| ( ) | 75 days after filing pursuant to paragraph (a)(2). | |
| ( ) | on (date) pursuant to paragraph (a)(2) of Rule 485. |
If appropriate, check the following box:
(X) this post-effective amendment designates a new effective date for a previously filed post-effective amendment.
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The sole purpose of this filing is to delay the effectiveness of the Trust's Post-Effective Amendment No. 1,494 to its Registration Statement until December 5, 2025. Post-Effective Amendment No. 1,494 to the Trust's Registration Statement relates to DF Innovation ETF. Parts A, B and C of Registrant's Post-Effective Amendment No. 1,494 under the Securities Act of 1933 and Amendment No. 1,496 under the Investment Company Act of 1940, filed on August 5, 2025, are incorporated by reference herein.
Signatures
Pursuant to the requirements of the Securities Act of 1933, as amended, and Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this registration statement under rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No. 1,508 to the Registration Statement on Form N-1A to be signed on its behalf by the undersigned, duly authorized in the City of Hauppauge, State of New York on the 7th day of November, 2025.
NORTHERN LIGHTS FUND TRUST
(Registrant)
/s/ Kevin Wolf
By: Kevin Wolf,
President and Principal Executive Officer
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
| John V. Palancia* | Trustee | November 7, 2025 |
| Gary Lanzen* | Trustee | November 7, 2025 |
| Anthony Hertl* | Trustee& Chairman | November 7, 2025 |
| Mark Taylor* | Trustee | November 7, 2025 |
| Mark D. Gersten* | Trustee | November 7, 2025 |
| Mark Garbin* | Trustee | November 7, 2025 |
| Jim Colantino* | Treasurer, Chief Accounting Officer and Chief Financial Officer | November 7, 2025 |
|
Kevin Wolf |
President and Principal Executive Officer | November 7, 2025 |
By: Date:
/s/ Kevin Wolf November 7, 2025
Kevin Wolf, President
*Attorney-in-Fact - Pursuant to Powers of Attorney previously filed on April 1, 2011, January 9, 2012, September 27, 2013, September 1, 2016, September 1, 2017 and August 5, 2025 to the Registrant's Registration Statement in Post-Effective Amendment No. 234, No. 346, No. 535, No. 862, No. 1,001 and No.1,494 respectively, which are hereby incorporated by reference.
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