08/04/2026 | Press release | Distributed by Public on 08/04/2026 19:51
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Common Stock Purchase Warrants | 07/30/2021 | 07/30/2026 | Common Stock | 494 | $4,050 | I | By Ault Lending, LLC(1) |
| Common Stock Purchase Warrants | 04/26/2022 | 04/26/2027 | Common Stock | 988 | $4,050 | I | By Ault Lending, LLC(1) |
| Common Stock Purchase Warrants | 08/01/2024 | 08/01/2029 | Common Stock | 13,556 | $108 | I | By Ault Lending, LLC(1) |
| Common Stock Purchase Warrants | 09/27/2024 | 09/27/2029 | Common Stock | 8,667 | $108 | I | By Ault Lending, LLC(1) |
| Common Stock Purchase Warrants | 10/30/2024 | 10/30/2029 | Common Stock | 1,111 | $108 | I | By Ault Lending, LLC(1) |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Hyperscale Data, Inc. 11411 SOUTHERN HIGHLANDS PARKWAY SUITE 190 LAS VEGAS, NV 89141 |
X | Director by deputization | ||
| /s/ Milton C. Ault, III, Executive Chairman | 08/04/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. |
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Remarks: Mr. Ault, the Executive Chairman of HSD, which wholly owns ACG, which in turn wholly owns Ault Lending, is a director of the Issuer. For purposes of Section 16 of the Exchange Act, each of HSD, ACG and Ault Lending may be deemed a director by deputization by virtue of their respective representation on the Board of Directors of the Issuer. The holdings reported herein are separately disclosed on Section 16 filings made by Mr. Ault, and this filing is being made solely for the purpose of identifying HSD, ACG and Ault Lending directly as reporting persons for Section 16 purposes. |
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