02/17/2026 | Press release | Distributed by Public on 02/17/2026 05:03
As filed with the U.S. Securities and Exchange Commission on February 13, 2026
Registration No. 333-292751
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-14
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X]
| Pre-Effective Amendment No. __ | [ ] | |
| Post-Effective Amendment No. 1 | [X] | |
| (Check appropriate box or boxes) |
Sterling Capital Funds
(Exact Name of Registrant as Specified in Charter)
434 Fayetteville St. Suite 500 Raleigh, NC 27601
(Address of Principal Executive Offices, Zip Code)
(800) 228-1872
(Registrant's Telephone Number, including Area Code)
James T. Gillespie
Sterling Capital Funds
434 Fayetteville St., Suite 500
Raleigh, NC 27601
(Name and Address of Agent for Service)
Copies to:
Thomas R. Hiller
Ropes & Gray LLP
Prudential Tower, 800 Boylston Street
Boston, MA 02119
It is proposed that this filing will become effective immediately pursuant to Rule 462(d) under the Securities Act of 1933, as amended (the "Securities Act").
The Combined Proxy Statement/Prospectus and Statement of Additional Information as filed by the Registrant pursuant to Rule 497 under the Securities Act with the Commission on February 14, 2026 (File No.: 333-292751) constitute Part A and Part B of this Post-Effective Amendment No. 1, respectively, and are incorporated herein by reference. This Post-Effective Amendment No. 1 is being filed for the sole purpose of adding to Part C of the Registration Statement filed by the Registrant on Form N-14 (File No.: 333-292751) on January 15, 2026, Exhibit 14(b) to the Registration Statement.
PART C
Other Information
Item 15. Indemnification
Article VIII, Sections 1 and 2 of the Registrant's Amended and Restated Agreement and Declaration of Trust provides as follows:
Trustees, Officers, etc.
Section 1. The Trust shall indemnify each of its Trustees and officers (including persons who serve at the Trust's request as directors, officers or trustees of another organization in which the Trust has any interest as a shareholder, creditor or otherwise) (hereinafter referred to as a "Covered Person") against all liabilities and expenses, including but not limited to amounts paid in satisfaction of judgments, in compromise or as fines and penalties, and counsel fees reasonably incurred by any Covered Person in connection with the defense or disposition of any action, suit or other proceeding, whether civil or criminal, before any court or administrative or legislative body, in which such Covered Person may be or may have been involved as a party or otherwise or with which such Covered Person may be or may have been threatened, while in office or thereafter, by reason of being or having been such a Covered Person except with respect to any matter as to which such Covered Person shall have been finally adjudicated in any such action, suit or other proceeding to be liable to the Trust or its Shareholders by reason of willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of such Covered Person's office. Expenses, including counsel fees so incurred by any such Covered Person (but excluding amounts paid in satisfaction of judgments, in compromise or as fines or penalties), shall be paid from time to time by the Trust in advance of the final disposition of any such action, suit or proceeding upon receipt of an undertaking by or on behalf of such Covered Person to repay amounts so paid to the Trust if it is ultimately determined that indemnification of such expenses is not authorized under this Article, provided, however, that either (a) such Covered Person shall have provided appropriate security for such undertaking, (b) the Trust shall be insured against losses arising from any such advance payments or (c) either a majority of the disinterested Trustees acting on the matter (provided that a majority of the disinterested Trustees then in office act on the matter), or independent legal counsel in a written opinion, shall have determined, based upon a review of readily available facts (as opposed to a full trial type inquiry) that there is reason to believe that such Covered Person will be found entitled to indemnification under this Article.
Compromise Payment
Section 2. As to any matter disposed of (whether by a compromise payment, pursuant to a consent decree or otherwise) without an adjudication by a court, or by any other body before which the proceeding was brought, that such Covered Person either (a) did not act in good faith in the reasonable belief that his action was in the best interests of the Trust or (b) is liable to the Trust or its Shareholders by reason of willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of his or her office, indemnification shall be provided if (a) approved as in the best interests of the Trust, after notice that it involved such indemnification, by at least a majority of the disinterested Trustees acting on the matter (provided that a majority of the disinterested Trustees then in office act on the matter) upon a determination, based upon a review of readily available facts (as opposed to a full trial type inquiry) that such Covered Person acted in good faith in the reasonable belief that his action was in the best interests of the Trust and is not liable to the Trust or its Shareholders by reasons of willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of his or her office, or (b) there has been obtained an opinion in writing of independent legal counsel, based upon a review of readily available facts (as opposed to a full trial type inquiry) to the effect that such Covered Person appears to have acted in good faith in the reasonable belief that his action was in the best interests of the Trust and that such indemnification would not protect such Person against any liability to the Trust to which he would otherwise be subject by reason of willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of his office. Any approval pursuant to this Section shall not prevent the recovery from any Covered Person of any amount paid to such Covered Person in accordance with this Section as indemnification if such Covered Person is subsequently adjudicated by a court of competent jurisdiction not to have acted in good faith in the reasonable belief that such Covered Person's action was in the best interests of the Trust or to have been liable to the Trust or its Shareholders by reason of willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of such Covered Person's office.
The Trust has also entered into agreements with each of its trustees pursuant to which each of the Funds has agreed to indemnify each Trustee to the maximum extent permitted by applicable law against any liability and expense incurred by the Trustee by reason of the Trustee being or having been a Trustee.
Insofar as indemnification for liability arising under the Securities Act of 1933 may be permitted to trustees, officers, and controlling persons of Registrant pursuant to the foregoing provisions, or otherwise, Registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by Registrant of expenses incurred or paid by a trustee, officer, or controlling person of Registrant in the successful defense of any action, suit, or proceeding) is asserted by such trustee, officer, or controlling person in connection with the securities being registered, Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question of whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.
Indemnification for the Registrant's principal underwriter is provided for in the Underwriting Agreement incorporated herein by reference as Exhibit (e)(1). The Registrant maintains a directors and officers liability insurance policy. In addition, certain officers and the interested trustee are covered by Truist Financial Corporation's directors and officers liability insurance policy.
| Item 16. | Exhibits. |
| (3) | Not Applicable. |
| (4) | Form of Agreement and Plan of Reorganization is attached as Appendix B to the Proxy Statement/Prospectus contained in this Registration Statement. |
| (5) | Instruments Defining the Rights of Securities Holders. |
| (6) | Investment Advisory Agreements. |
| (7) | Underwriting Contracts. |
| i. | Amendment to Distribution Agreement dated November 21, 2025, is incorporated by reference to Exhibit 7(c)(i) to the Registration statement of the Registrant on Form N-14 (filed January 15, 2026). |
| (8) | Not Applicable. |
| (9) | Custody Agreements. |
| i. | Revised Exhibit C to Custody Agreement is incorporated by reference to Exhibit (g)(2)(i) to Post-Effective Amendment No. 52 to the Registration Statement on Form N-1A (filed January 31, 2007). |
| xiv. | Form of Amendment to Custody Agreement is incorporated by reference to Exhibit 9(a)(xiv) to the Registration statement of the Registrant on Form N-14 (filed January 15, 2026). |
| xv. | Amendment to Multiple Class Plan dated November 19, 2025, is incorporated by reference to Exhibit 10(b)(xv) to the Registration statement of the Registrant on Form N-14 (filed January 15, 2026). |
| (12) | Opinion and consent of Ropes & Gray LLP as to tax matters, to be filed by amendment. |
| (14) | (a) | Consent of Independent Registered Public Accounting Firm is incorporated by reference to Exhibit 14 to the Registration Statement of the Registrant filed on Form N-14 (filed January 15, 2026). | |
| (b) | Consent of Independent Registered Public Accounting Firm is filed herewith. |
| (15) | Not applicable. |
| (17) | Not Applicable. |
| Item 17. | Undertakings |
| (1) | The undersigned Registrant agrees that prior to any public reoffering of the securities registered through the use of a prospectus which is a part of this registration statement by any person or party who is deemed to be an underwriter within the meaning of Rule 145(c) of the Securities Act of 1933 (the "Securities Act"), the reoffering prospectus will contain the information called for by the applicable registration form for reofferings by persons who may be deemed underwriters, in addition to the information called for by the other items of the applicable form. |
| (2) | The undersigned Registrant agrees that every prospectus that is filed under paragraph (1) above will be filed as a part of an amendment to the registration statement and will not be used until the amendment is effective, and that, in determining any liability under the Securities Act, each post-effective amendment shall be deemed to be a new registration statement for the securities offered therein, and the offering of the securities at that time shall be deemed to be the initial bona fide offering of them. |
| (3) | The undersigned Registrant agrees to file by post-effective amendment an opinion of counsel supporting the tax consequences of the proposed reorganization within a reasonable period of time after receipt of such opinion. |
SIGNATURES
As required by the Securities Act of 1933, as amended, this Registration Statement has been signed on behalf of the Registrant, thereunto duly authorized, in the City of Boston, Massachusetts on the 13th day of February, 2026.
| STERLING CAPITAL FUNDS | |
| /s/ James T. Gillespie | |
|
*James T. Gillespie President |
As required by the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
| Signature | Title | Date |
| /s/ James T. Gillespie | President and Principal Executive Officer | February 13, 2026 |
| * James T. Gillespie | ||
| /s/ Todd M. Miller | Treasurer and Principal Financial Officer | February 13, 2026 |
| * Todd M. Miller | (Principal Accounting Officer) | |
| /s/ Drew T. Kagan | Trustee | February 13, 2026 |
| *Drew T. Kagan | ||
| /s/ Laura C. Bingham | Trustee | February 13, 2026 |
| *Laura C. Bingham | ||
| /s/ Scott A. Haenni | Senior Managing Director and Chief Executive | February 13, 2026 |
| *Scott A. Haenni | Officer | |
| /s/ Alan G. Priest | Trustee | February 13, 2026 |
| *Alan G. Priest | ||
| /s/ Kimberly R. Storms | Trustee | February 13, 2026 |
| *Kimberly R. Storms | ||
| /s/ David L. Wedding | Trustee | February 13, 2026 |
| *David L. Wedding |
| By: | /s/ Thomas R. Hiller | |
| Thomas R. Hiller |
| * | By Thomas R. Hiller, solely in his capacity as Attorney-in-Fact, pursuant to powers of attorney filed herewith. |
STERLING CAPITAL FUNDS
EXHIBITS INDEX
| EXHIBIT NO. | DESCRIPTION |
| 14(b) | Consent of Independent Registered Public Accounting Firm. |