01/22/2025 | Press release | Distributed by Public on 01/22/2025 20:13
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 01/17/2025 | A | 14,184 | (4) | (4) | Common Stock | 14,184 | $ 0 | 14,184 | D | ||||
Restricted Stock Units | (1) | 01/19/2025 | M | 5,876 | (5) | (5) | Common Stock | 5,876 | $ 0 | 11,753 | D | ||||
Restricted Stock Units | (1) | 01/20/2025 | M | 8,235 | (6) | (6) | Common Stock | 8,235 | $ 0 | 8,235 | D | ||||
Restricted Stock Units | (1) | 01/21/2025 | M | 7,662 | (7) | (7) | Common Stock | 7,662 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Dziedzic Joseph W 5830 GRANITE PARKWAY, SUITE 1150 PLANO, TX 75024 |
X | President & CEO |
/s/ Mark Zawodzinski as attorney-in-fact for Joseph W. Dziedzic. | 01/22/2025 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted stock units convert into common stock on a one-for-one basis. |
(2) | Shares otherwise issuable were withheld to satisfy the Reporting Person's tax obligations arising from the vesting events described in footnotes (5) and (6) to this Form 4. |
(3) | Shares otherwise issuable were withheld to satisfy the Reporting Person's tax obligations arising from the vesting event described in footnote (7) to this Form 4. |
(4) | On January 17, 2025, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on January 17, 2026. |
(5) | On January 19, 2024, the reporting person was granted 17,629 restricted stock units, vesting in three equal annual installments beginning on January 19, 2025. |
(6) | On January 20, 2023, the reporting person was granted 24,704 restricted stock units, vesting in three equal installments beginning on January 20, 2024. |
(7) | On January 21, 2022, the reporting person was granted 22,985 restricted stock units, vesting in three equal installments beginning on January 21, 2023. |