04/01/2026 | Press release | Distributed by Public on 04/01/2026 15:39
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Kotouc Wende L C/O ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY, WI 54301 |
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| /s/ Randall J. Erickson, by POA for Wende Kotouc | 04/01/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Shares acquired by the Reporting Person pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 30, 2025, by and among Associated Banc-Corp ("Associated") and American National Corporation ("American National"), pursuant to which American National merged with and into Associated (the "Merger"), with Associated surviving the Merger as the surviving entity. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of the common stock of American National converted into the right to receive 36.250 shares of the common stock, par value $0.01 per share, of the Issuer ("Common Stock"), with cash in lieu of a fractional share. |
| (2) | Shares acquired by the Reporting Person's spouse pursuant to the Merger Agreement. |
| (3) | Shares acquired by the Reporting Person's child pursuant to the Merger Agreement. |