10/21/2026 | Press release | Distributed by Public on 10/21/2026 14:05
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Option (Right to Buy) | $10.78(1) | 06/11/2026(2) | A | 601,932(2) | (2) | 06/11/2036(2) | Class A Ordinary Shares | 601,932(1) | $10.78 | 601,932 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Fitzsimons Catherine Michele C/O HORIZON QUANTUM HOLDINGS LTD. 29 MEDIA, CIR. #05-22 SINGAPORE 138565 |
CLO and CCO | |||
| /s/ Catherine Michele Fitzsimons | 10/21/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Each stock option has an exercise price of $10.78 and is exercisable for one Class A Ordinary Share of Horizon Quantum Holdings Ltd. (the "Company"). Ms. Fitzsimons's stock options, once fully vested, will be exercisable for an aggregate of 601,932 Class A Ordinary Shares of the Company. |
| (2) | On June 11, 2026 (the "Grant Date"), Ms. Fitzsimons was granted a total of 601,932 unvested stock options. The unvested stock options granted to Ms. Fitzsimons vest in sixteen approximately equal quarterly installments over a four-year period beginning on August 11, 2026, with each vesting installment subject to Ms. Fitzsimons's continued employment with the Company. The unvested stock options expire ten years from the Grant Date, or June 11, 2036. Of the 601,932 unvested stock options granted to Ms. Fitzsimons, 37,620 are fully vested and exercisable as of the date hereof. |