Once Upon a Farm PBC

02/09/2026 | Press release | Distributed by Public on 02/09/2026 19:33

Statement of Changes in Beneficial Ownership (Form 4)

FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
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(Print or Type Responses)
1. Name and Address of Reporting Person *
CAVU Venture Partners II, LP
2. Issuer Name and Ticker or Trading Symbol
Once Upon a Farm, PBC [OFRM]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
515 WEST 20TH STREET, SUITE 4W
3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026
(Street)
NEW YORK, NY 10011
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/09/2026 C 7,411,502 A (1) 7,411,502 I By CAVU Venture Partners II L.P.(2)(3)
Common Stock 02/09/2026 C 107,749 A (1) 646,478 I By TNG Investors LP(2)(3)
Common Stock 02/09/2026 C 2,274,219 A (1) 2,274,219 I By CAVU Venture Partners III L.P.(2)(3)
Common Stock 731,396 I By CAVU Venture Partners IV L.P.(2)(3)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series A-2 Preferred Stock (1) 02/09/2026 C 107,749 (1) (1) Common Stock 107,749 $ 0 0 I By TNG Investors LP(2)(3)
Series B-1 Preferred Stock (1) 02/09/2026 C 4,804,965 (1) (1) Common Stock 4,804,965 $ 0 0 I By CAVU Venture Partners II L.P.(2)(3)
Series B-2 Preferred Stock (1) 02/09/2026 C 914,243 (1) (1) Common Stock 914,243 $ 0 0 I By CAVU Venture Partners II L.P.(2)(3)
Series C-1 Preferred Stock (1) 02/09/2026 C 874,954 (1) (1) Common Stock 874,954 $ 0 0 I By CAVU Venture Partners II L.P.(2)(3)
Series D Preferred Stock (1) 02/09/2026 C 817,340 (1) (1) Common Stock 817,340 $ 0 0 I By CAVU Venture Partners II L.P.(2)(3)
Series D Preferred Stock (1) 02/09/2026 C 2,274,219 (1) (1) Common Stock 2,274,219 $ 0 0 I By CAVU Venture Partners III L.P.(2)(3)

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
CAVU Venture Partners II, LP
515 WEST 20TH STREET, SUITE 4W
NEW YORK, NY 10011
X
CAVU Venture Partners III, LP
515 WEST 20TH STREET, SUITE 4W
NEW YORK, NY 10011
X
CAVU Venture Partners IV, LP
515 WEST 20TH STREET, SUITE 4W
NEW YORK, NY 10011
X
TNG Investors LP / DE
515 WEST 20TH STREET, SUITE 4W
NEW YORK, NY 10011
X

Signatures

CAVU Venture Partners II L.P., By: /s/ Brett Thomas, Manager of General Partner of General Partner 02/09/2026
**Signature of Reporting Person Date
CAVU Venture Partners III L.P., By: /s/ Brett Thomas, Manager of General Partner of General Partner 02/09/2026
**Signature of Reporting Person Date
CAVU Venture Partners IV L.P., By: /s/ Brett Thomas, Manager of General Partner of General Partner 02/09/2026
**Signature of Reporting Person Date
TNG Investors LP, By: /s/ Brett Thomas, Manager of General Partner of General Partner 02/09/2026
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.
(2) CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. Brett Thomas is a Manager of the Fund II GP LLC, Fund III GP LLC and Fund IV GP LLC.
(3) (continued from footnote 1) Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Once Upon a Farm PBC published this content on February 09, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on February 10, 2026 at 01:33 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]