Kennedy Lewis Capital Co.

10/03/2025 | Press release | Distributed by Public on 10/03/2025 10:24

Management Change/Compensation (Form 8-K)

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On October 3, 2025, the Board of Trustees of Kennedy Lewis Capital Company (the "Company") appointed Jamie Peterson to serve as Chief Compliance Officer of the Company, effective as of October 3, 2025, to replace Gregory Maccordy, who was serving as Chief Compliance Officer of the Company.

Jamie Peterson is a Managing Director with Iron Road Partners since 2024, with more than 30 years of experience in the financial industry. Prior to joining Iron Road Partners, Mr. Peterson was the Americas Chief Compliance Officer at Wellington Management Company, where he led the teams responsible for all compliance matters in the U.S. and in Canada. While at Wellington, Mr. Peterson provided regulatory compliance advice across the firm; led Securities and Exchange Commission ("SEC"), CTFC, NFA, FINRA, OSC and OCC compliance programs; designed and implemented surveillance, testing and annual reviews. Previously, Mr. Peterson was the Chief Compliance Officer at Highfields Capital Management, where he built the firm's 206(4)-7 compliance program and initially registered Highfields as an investment adviser with the SEC. Earlier, Mr. Peterson served in capital markets risk and compliance roles at Citigroup Global Markets, Inc., and traded equities at Fleet Trading. Mr. Peterson received his Bachelor of Arts in Policy and Management Studies from Dickinson College.

There is no arrangement or understanding between Mr. Peterson and any other person pursuant to which he was appointed as Chief Compliance Officer. Further, with regard to Mr. Peterson, there are no transactions since the beginning of our last fiscal year, or any currently proposed transaction, in which the Company is a participant that would require disclosure under Item 404(a) of Regulation S-K promulgated by the SEC.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

104

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