Perfect Moment Ltd.

06/09/2025 | Press release | Distributed by Public on 06/09/2025 17:05

Initial Statement of Beneficial Ownership (Form 3)

FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Epstein Adam Zachary
2. Date of Event Requiring Statement (Month/Day/Year)
05/29/2025
3. Issuer Name and Ticker or Trading Symbol
Perfect Moment Ltd. [PMNT]
(Last) (First) (Middle)
244 FIFTH AVENUE, SUITE 1219
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)
NEW YORK, NY 10001
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series AA Preferred Stock (1) (1) Common Stock 77,580 $1.1601 I(2) By Blue Opportunity Fund, L.P.
Series AA Preferred Stock (1) (1) Common Stock 60,340 $1.1601 I(3) By MAZE Focus Fund LP

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Epstein Adam Zachary
244 FIFTH AVENUE
SUITE 1219
NEW YORK, NY 10001
X

Signatures

/s/ Adam Epstein 06/09/2025
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) The convertible preferred stock is convertible at any time and from time to time, at the option of the holder, and has no expiration date. Holder's conversion right is subject to a beneficial ownership limitation of 4.99% of the number of shares of Issuer's common stock outstanding immediately after giving effect to the shares issued upon conversion. Upon satisfaction of certain conditions, including 61 days' notice to Issuer, the holder may increase the beneficial ownership limitation provided that in no event such limitation exceeds 9.99%.
(2) Such shares are held directly by Blue Opportunity Fund LP ("Blue"). Reporting Person is the managing member of MAZE Investments LLC, which is the general partner of Blue, and has sole investment and dispositive power over such shares. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
(3) Such shares are held directly by MAZE Focus Fund LP ("Focus"). Reporting Person is the managing member of MAZE Investments LLC, which is the general partner of Focus, and has sole investment and dispositive power over such shares. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Perfect Moment Ltd. published this content on June 09, 2025, and is solely responsible for the information contained herein. Distributed via SEC EDGAR on June 09, 2025 at 23:05 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at support@pubt.io