01/10/2025 | Press release | Distributed by Public on 01/10/2025 17:30
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Unit | (1) | (1) | Common Stock | 11,060 | (2) | D | |
Restricted Stock Unit | (3) | (3) | Common Stock | 23,266 | (2) | D | |
Restricted Stock Unit | (4) | (4) | Common Stock | 30,664 | (2) | D | |
Restricted Stock Unit | (5) | (5) | Common Stock | 36,767 | (2) | D | |
Restricted Stock Unit | (6) | (6) | Common Stock | 36,767 | (2) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Parekh Kevan ONE APPLE PARK WAY CUPERTINO, CA 95014 |
Senior Vice President, CFO |
/s/ Sam Whittington, Attorney-in-Fact for Kevan Parekh | 01/10/2025 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This restricted stock unit award was granted September 26, 2021, and vests in equal installments on a semi-annual basis over a four year period ending October 15, 2025, subject to the terms and conditions of the underlying award agreement. |
(2) | Each restricted stock unit represents the right to receive, at settlement, one share of common stock. |
(3) | This restricted stock unit award was granted September 25, 2022, and vests in equal installments on a semi-annual basis over a four year period ending October 15, 2026, subject to the terms and conditions of the underlying award agreement. |
(4) | This restricted stock unit award was granted October 1, 2023, and vests in equal installments on a semi-annual basis over a four year period ending October 15, 2027, subject to the terms and conditions of the underlying award agreement. |
(5) | This restricted stock unit award was granted September 29, 2024, and vests as to one-third of the units on each of April 1, 2027, April 1, 2028, and April 1, 2029, subject to the terms and conditions of the underlying award agreement. |
(6) | This performance-based restricted stock unit award was granted September 29, 2024, and is scheduled to vest on October 1, 2027, subject to the terms and conditions of the underlying award agreement. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2025 and ending with the last day of Apple's fiscal year 2027. |
Remarks: Exhibit 24 - Power of Attorney |