11/04/2025 | Press release | Distributed by Public on 11/04/2025 20:00
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Units | (1) | 10/30/2025 | A(2) | 5,281 | (3) | (3) | Common Stock | 5,281 | $ 0 | 5,281 | D | ||||
| Restricted Stock Units | (1) | 10/30/2025 | A(2) | 3,256 | (4) | (4) | Common Stock | 3,256 | $ 0 | 3,256 | D | ||||
| Restricted Stock Units | (1) | 10/30/2025 | A(2) | 3,136 | (5) | (5) | Common Stock | 3,136 | $ 0 | 3,136 | D | ||||
| Restricted Stock Units | (1) | 10/30/2025 | A(2) | 5,874 | (6) | (6) | Common Stock | 5,874 | $ 0 | 5,874 | D | ||||
| Restricted Stock Units | (1) | 10/30/2025 | A(2) | 5,767 | (7) | (7) | Common Stock | 5,767 | $ 0 | 5,767 | D | ||||
| Restricted Stock Units | (1) | 10/30/2025 | A(2) | 9,075 | (8) | (8) | Common Stock | 9,075 | $ 0 | 9,075 | D | ||||
| Restricted Stock Units | (1) | 10/30/2025 | A(2) | 5,223 | (9) | (9) | Common Stock | 5,223 | $ 0 | 5,223 | D | ||||
| Stock Option (Right to buy) | $44.95 | 10/30/2025 | A(2) | 8,636 | (10) | 02/10/2032 | Common Stock | 8,636 | $ 0 | 8,636 | D | ||||
| Stock Option (Right to buy) | $46.03 | 10/30/2025 | A(2) | 13,899 | (11) | 02/22/2033 | Common Stock | 13,899 | $ 0 | 13,899 | D | ||||
| Stock Option (Right to buy) | $46.79 | 10/30/2025 | A(2) | 21,808 | (12) | 02/28/2034 | Common Stock | 21,808 | $ 0 | 21,808 | D | ||||
| Stock Option (Right to buy) | $50.59 | 10/30/2025 | A(2) | 25,134 | (13) | 03/02/2035 | Common Stock | 25,134 | $ 0 | 25,134 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Pierce Tina C/O SOLSTICE ADVANCED MATERIALS INC. 115 TABOR ROAD MORRIS PLAINS, NJ 07950 |
SVP and CFO | |||
| /s/ Brian Rudick for Tina Pierce | 11/04/2025 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Material Inc. (the "Issuer") common stock. |
| (2) | Represents equity awards originally granted by Honeywell International Inc. ("Honeywell") that have been converted into equity awards of the Issuer in connection with the spin-off of the Issuer from Honeywell. |
| (3) | The RSUs will vest on July 30, 2026, subject to continued employment. |
| (4) | The RSUs will vest on July 29, 2027, subject to continued employment. |
| (5) | The RSUs will vest on July 28, 2026, subject to continued employment. |
| (6) | The RSUs will vest on February 23, 2026, subject to continued employment. |
| (7) | The RSUs will vest on March 1, 2027, subject to continued employment. |
| (8) | The RSUs will vest 2,996 on May 20, 2026, 2,992 on May 20, 2027 and 3,087 on May 20, 2028, subject to continued employment. |
| (9) | The RSUs will vest on March 3, 2028, subject to continued employment. |
| (10) | Options vest and become exercisable on February 11, 2026. |
| (11) | Options vest and become exercisable in equal installments on each of February 23, 2026 and February 23, 2027. |
| (12) | Options vest and become exercisable in three equal installments on each of March 1, 2026, March 1, 2027 and March 1, 2028. |
| (13) | Options vest and become exercisable in four equal installments on each of March 3, 2026, March 3, 2027, March 3, 2028 and March 3, 2029. |
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Remarks: The original Form 4, filed on November 3, 2025, is being amended by this Form 4/A to correct an administrative error that resulted in an incorrect calculation of the equity awards issued upon conversion of certain equity awards originally granted by Honeywell as described in footnote 2 above. The corrected amounts are reflected in this Form 4/A. |
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