Ambiq Micro Inc.

07/29/2025 | Press release | Distributed by Public on 07/29/2025 17:45

Initial Statement of Beneficial Ownership (Form 3)

FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
KPCB XVI Associates, LLC
2. Date of Event Requiring Statement (Month/Day/Year)
07/29/2025
3. Issuer Name and Ticker or Trading Symbol
Ambiq Micro, Inc. [AMBQ]
(Last) (First) (Middle)
C/O KLEINER PERKINS CAUFIELD & BYERS, 2750 SAND HILL ROAD
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)
MENLO PARK, CA 94025
6. Individual or Joint/Group Filing (Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 424,033 I By: KPCB Holdings, Inc., as nominee(1)(2)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series C Convertible Preferred Stock (3) (3) Common Stock 748,046 (3) I By: KPCB Holdings, Inc., as nominee(1)(4)
Series D Convertible Preferred Stock (3) (3) Common Stock 98,958 (3) I By: KPCB Holdings, Inc., as nominee(1)(5)
Series E Convertible Preferred Stock (6) (6) Common Stock 23,294 (6) I By: KPCB Holdings, Inc., as nominee(1)(7)
Series F Convertible Preferred Stock (8) (8) Common Stock 194,618 (8) I By: KPCB Holdings, Inc., as nominee(1)(9)

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
KPCB XVI Associates, LLC
C/O KLEINER PERKINS CAUFIELD & BYERS
2750 SAND HILL ROAD
MENLO PARK, CA 94025
X
Kleiner Perkins Caufield & Byers XVI, LLC
C/O KLEINER PERKINS CAUFIELD & BYERS
2750 SAND HILL ROAD
MENLO PARK, CA 94025
X

Signatures

/s/ Susan Biglieri, Chief Financial Officer 07/29/2025
**Signature of Reporting Person Date
/s/ Susan Biglieri, Chief Financial Officer 07/29/2025
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) All shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the accounts of such individuals and entities. The managing member of Kleiner Perkins Caufield & Byers XVI, LLC ("KPCB XVI") and KPCB XVI Founders Fund, LLC ("KPCB XVI Founders") is KPCB XVI Associates, LLC ("KPCB XVI Associates"). L. John Doerr, Beth Seidenberg, Randy Komisar, Theodore E. Schlein, and Wen Hsieh, the managing members of KPCB XVI Associates, exercise shared voting and dispositive control over the shares held by KPCB XVI and KPCB XVI Founders. Such managing members disclaim beneficial ownership of all shares held by KPCB XVI and KPCB XVI Founders except to the extent of their pecuniary interest therein.
(2) Consists of 409,998 shares of Common Stock held by KPCB XVI and 14,035 shares held by KPCB XVI Founders.
(3) The Series C Convertible Preferred Stock and Series D Convertible Preferred Stock are convertible on a one-for-one basis into Common Stock at any time at the Reporting Person's election and will convert automatically upon the closing of the Issuer's initial public offering and has no expiration date.
(4) Consists of 723,286 shares of Common Stock issuable upon the conversion of Series C Convertible Preferred Stock held by KPCB XVI and 24,760 shares held by KPCB XVI Founders.
(5) Consists of 95,683 shares of Common Stock issuable upon the conversion of Series D Convertible Preferred Stock held by KPCB XVI and 3,275 shares held by KPCB XVI Founders,
(6) The Series E Convertible Preferred Stock is convertible into Common Stock at any time at the Reporting Person's election and will convert automatically immediately prior to the closing of the Issuer's initial public offering and has no expiration date. 22,594 outstanding shares of Series E Convertible Preferred Stock will automatically convert into 23,294 shares of Common Stock, immediately prior to the closing of the Issuer's initial public offering.
(7) Consists of 22,523 shares of Common Stock issuable upon the conversion of Series E Convertible Preferred Stock held by KPCB XVI and 771 shares held by KPCB XVI Founders.
(8) The Series F Convertible Preferred Stock is convertible into Common Stock at any time at the Reporting Person's election and will convert automatically immediately prior to the closing of the Issuer's initial public offering and has no expiration date. 171,064 outstanding shares of Series F Convertible Preferred Stock shall automatically convert into 194,618 shares of Common Stock, immediately prior to the closing of the Issuer's initial public offering.
(9) Consists of 188,177 shares of Common Stock issuable upon the conversion of Series F Convertible Preferred stock held by KPCB XVI and 6,441 shares held by KPCB XVI Founders.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Ambiq Micro Inc. published this content on July 29, 2025, and is solely responsible for the information contained herein. Distributed via Edgar on July 29, 2025 at 23:45 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]