05/29/2025 | Press release | Distributed by Public on 05/29/2025 15:22
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Share Units A | (1) | 05/27/2025 | A | 5,809 | (3) | (3) | Class A Common Shares | 5,809 | (1) | 5,809 | D | ||||
| Restricted Share Units C | (1) | 05/27/2025 | A | 5,809 | (3) | (3) | Class C Common Shares | 5,809 | (1) | 5,809 | D | ||||
| Share Option A (right to buy) | $9.78 | 05/27/2025 | A | 15,094 | (4) | 05/27/2035 | Class A Common Shares | 15,094 | $ 0 | 15,094 | D | ||||
| Share Option C (right to buy) | $10.02 | 05/27/2025 | A | 15,094 | (4) | 05/27/2035 | Class C Common Shares | 15,094 | $ 0 | 15,094 | D | ||||
| Restricted Share Units A | (1) | 05/27/2025 | M | 3,333 | (5) | (5) | Class A Common Shares | 3,333 | (1) | 0 | D | ||||
| Restricted Share Units C | (1) | 05/27/2025 | M | 3,333 | (5) | (5) | Class C Common Shares | 3,333 | (1) | 0 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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COLE ANDREW 1550 WEWATTA STREET, STE 1000 DENVER, CO 80202 |
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| /s/ Cory Smith, Attorney-in-Fact | 05/29/2025 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Each Restricted Share Unit ("RSU") represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be. |
| (2) | The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| (3) | The RSUs will vest in full on the date of the Issuer's 2026 annual general meeting. |
| (4) | The option vests in three equal annual installments commencing on the date of the Issuer's 2026 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. |
| (5) | The RSUs vested in full on the date of the Issuer's 2025 annual general meeting. |
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Remarks: The trading symbols for the Issuer's classes of common shares are LBTYA, LBTYB, and LBTYK. |
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