SEC - U.S. Securities and Exchange Commission
01/30/2026 | Press release | Distributed by Public on 01/30/2026 12:16
Draft of 2026Q3 Self-Regulatory Organization (SRO) Taxonomy (Form CA-1)
- Home
- Newsroom
- What's New
- Draft of 2026Q3 Self-Regulatory Organization (SRO) Taxonomy (Form CA-1)
Announcement
Draft of 2026Q3 Self-Regulatory Organization (SRO) Taxonomy (Form CA-1)
Jan. 30, 2026
The Commission adopted amendments to require the electronic filing, submission, or posting of certain forms, filings, and other submissions that national securities exchanges, national securities associations, clearing agencies, broker-dealers, security-based swap dealers, and major security-based swap participants make with the Commission.
As part of the adopted rule, the Commission is requiring clearing agencies to file Form CA-1 applications and amendments partially in Inline eXtensible Business Reporting Language (XBRL) through the Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. The new elements needed for clearing agencies to tag Form CA-1 are in the draft 2026Q3 version of the Self-Regulatory Organization (SRO) taxonomy.
The draft version of the 2026Q3 SRO taxonomy has been posted, and the files are available at Current Draft Taxonomy and Schema Files. Please provide technical feedback to [email protected] by 4 PM EST, March 31, 2026. Include "Draft of 2026Q3 SRO Taxonomy" in the subject header. The Commission will make the feedback received publicly available by posting it to the Draft Taxonomy Technical Feedback page.
Last Reviewed or Updated: Jan. 30, 2026
SEC - U.S. Securities and Exchange Commission published this content on January 30, 2026, and is solely responsible for the information contained herein. Distributed via Public Technologies (PUBT), unedited and unaltered, on January 30, 2026 at 18:16 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]