11/13/2026 | Press release | Distributed by Public on 11/13/2026 17:10
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Tipton John Allen 224 W HILL STREET, SUITE 400 CHICAGO, IL 60610 |
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| /s/ Kevan Fisher, Attorney-in-Fact | 11/13/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | This transaction was affected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2026. |
| (2) | Represents a weighted average sale price for multiple sale transactions ranging from $4.70 to $4.76 per share. The price per share has been converted from Canadian dollars using the exchange rate published by the Bank of Canada on the date of sale or, if unavailable, the date preceding the date of sale. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
| (3) | Represents a weighted average sale price for multiple sale transactions ranging from $4.55 to $4.63 per share. The price per share has been converted from Canadian dollars using the exchange rate published by the Bank of Canada on the date of sale or, if unavailable, the date preceding the date of sale. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
| (4) | Represents a weighted average sale price for multiple sale transactions ranging from $4.28 to $4.31 per share. The price per share has been converted from Canadian dollars using the exchange rate published by the Bank of Canada on the date of sale or, if unavailable, the date preceding the date of sale. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
| (5) | Represents (i) 70,383 shares held in a trust controlled by Mr. Tipton's spouse and (ii) 21,969 shares held by Mr. Tipton's spouse. |