07/14/2025 | Press release | Distributed by Public on 07/14/2025 16:18
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units-LBRDK | (1) | (1) | Series C Common Stock | 771 | (2) | D | |
Stock Option - LBRDK (Right to Buy) | (3) | 12/11/2030 | Series C Common Stock | 3,191 | $76.45 | D | |
Stock Option - LBRDK (Right to Buy) | (4) | 12/13/2030 | Series C Common Stock | 7,595 | $77.68 | D | |
Stock Option - LBRDK (Right to Buy) | (5) | 12/10/2027 | Series C Common Stock | 3,541 | $116.9 | D | |
Stock Option - LBRDK (Right to Buy) | (5) | 12/10/2027 | Series C Common Stock | 4,364 | $118.43 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Patterson Martin Edward 12300 LIBERTY BLVD. ENGLEWOOD, CO 80112 |
President and CEO |
/s/ Brittany A. Uthoff as Attorney-in-Fact for Martin E. Patterson | 07/14/2025 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This restricted stock unit award vests in two substantially equal installments on December 9, 2025 and 2026. |
(2) | Each restricted stock unit represents a contingent right to receive one share of Series C Common Stock. |
(3) | This option award vests in three substantially equal installments on December 11, 2024, 2025, and 2026. |
(4) | Represents a retention grant which vested 50% on December 13, 2024 and will vest 25% on December 13, 2025 and 2026, subject to the Reporting Person's continued service to the Issuer through the applicable vesting dates. |
(5) | This option award is fully exercisable. |