GBank Financial Holdings Inc.

05/05/2025 | Press release | Distributed by Public on 06/05/2025 00:14

Initial Statement of Beneficial Ownership (Form 3)

FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Finley Alfred Lee
2. Date of Event Requiring Statement (Month/Day/Year)
04/29-05:00/2025
3. Issuer Name and Ticker or Trading Symbol
GBank Financial Holdings Inc. [GBFH]
(Last) (First) (Middle)
850 INDUSTRIAL AVENUE
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Secretary
5. If Amendment, Date Original Filed (Month/Day/Year)
(Street)
SAGINAW, TX 76131
6. Individual or Joint/Group Filing (Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 10,275 D
Common Stock 1,540,000 D(1)
Common Stock 132,294 I By ALF Operating Partners, Ltd.(2)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Grant (3) (3) Common Stock 2,000 $6.15 D
Restricted Stock Grant (4) (4) Common Stock 1,000 $9.95 D
Restricted Stock Grant (5) (5) Common Stock 900 $9.7 D
Restricted Stock Grant (6) (6) Common Stock 1,800 $13.5 D
Restricted Stock Grant (7) (7) Common Stock 1,800 $21.95 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Finley Alfred Lee
850 INDUSTRIAL AVENUE
SAGINAW, TX 76131
X X Secretary
Finley Susan
850 INDUSTRIAL AVENUE
SAGINAW, TX 76131
X
ALF Operating Partners, Ltd.
850 INDUSTRIAL AVENUE
SAGINAW, TX 76131
X

Signatures

/s/ Alfred Lee Finley 05/02-05:00/2025
**Signature of Reporting Person Date
/s/ Susan Finley 05/02-05:00/2025
**Signature of Reporting Person Date
/s/ Alfred Lee Finley 05/02-05:00/2025
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Shares are owned by Reporting Person and his spouse, Susan Finley, as joint tenants.
(2) Shares are owned by ALF Operating Partners, Ltd., a Texas limited partnership ("ALF"). The sole general partner of ALF is ALF Acquisitions Company, LLC, a Texas limited liability company ("ALF-AQ"). Alfred Lee Finley ("Lee Finley") is the sole member and President of ALF-AQ. Lee Finley disclaims beneficial ownership of the securities owned by ALF except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
(3) The restricted stock grant was issued on December 18, 2020 and vests in five (5) equal annual installments. The four grants were issued on December 18, 2021, 2022, 2023 and 2024 and the remaining grant will be issued on December 18, 2025.
(4) (The restricted stock grant was issued on October 12, 2021 and vests in five (5) equal annual installments. The first three grants were issued on October 12, 2022, 2023 and 2024 and the remaining two grants will be issued on October 12, 2025 and 2026.
(5) The restricted stock grant was issued on October 10, 2022 and vests in three (3) equal annual installments. The first two grants were issued on October 10, 2023 and 2024 and the last grant will be issued on October 10, 2025.
(6) The restricted stock grant was issued on October 25, 2023 and will vest in three (3) equal annual installments. The first grant was issued on October 25, 2024 and the next two grants will be issued on October 25, 2025 and 2026.
(7) The restricted stock grant was issued on October 7, 2024 and will vest in three (3) equal annual installments. The grants will be issued on October 7, 2025, 2026 and 2027.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
GBank Financial Holdings Inc. published this content on May 05, 2025, and is solely responsible for the information contained herein. Distributed via SEC EDGAR on May 05, 2025 at 23:14 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at support@pubt.io