Brighthouse Life Insurance Co.

09/25/2026 | Press release | Distributed by Public on 09/25/2026 07:11

Amendment to Notice of Sales of Unregistered Securities (Form D/A)

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
None
Entity Type
0000733076
MetLife Insurance Co USA
MetLife Insurance CO of Connecticut
TRAVELERS INSURANCE CO
X Corporation
Limited Partnership
Limited Liability Company
General Partnership
Business Trust
Other (Specify)

Name of Issuer
BRIGHTHOUSE LIFE INSURANCE Co
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X Over Five Years Ago
Within Last Five Years (Specify Year)
Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
BRIGHTHOUSE LIFE INSURANCE Co
Street Address 1 Street Address 2
11225 NORTH COMMUNITY HOUSE ROAD
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
CHARLOTTE NORTH CAROLINA 28277 980-365-7100

3. Related Persons

Last Name First Name Middle Name
Steigerwalt Eric T.
Street Address 1 Street Address 2
11225 North Community House Road
City State/Province/Country ZIP/PostalCode
Charlotte NORTH CAROLINA 28277
Relationship: X Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Rosenbaum David A.
Street Address 1 Street Address 2
11225 North Community House Road
City State/Province/Country ZIP/PostalCode
Charlotte NORTH CAROLINA 28277
Relationship: X Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Spehar Edward A.
Street Address 1 Street Address 2
11225 North Community House Road
City State/Province/Country ZIP/PostalCode
Charlotte NORTH CAROLINA 28277
Relationship: X Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Lambert Myles J.
Street Address 1 Street Address 2
11225 North Community House Road
City State/Province/Country ZIP/PostalCode
Charlotte NORTH CAROLINA 28277
Relationship: X Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Rosenthal John L.
Street Address 1 Street Address 2
334 Madison Avenue
City State/Province/Country ZIP/PostalCode
Morristown NEW JERSEY 07960
Relationship: X Executive Officer X Director Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Cook Richard A.
Street Address 1 Street Address 2
11225 North Community House Road
City State/Province/Country ZIP/PostalCode
Charlotte NORTH CAROLINA 28277
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Figaro-Sterling Gianna H.
Street Address 1 Street Address 2
11225 North Community House Road
City State/Province/Country ZIP/PostalCode
Charlotte NORTH CAROLINA 28277
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

4. Industry Group

Agriculture
Banking & Financial Services
Commercial Banking
X Insurance
Investing
Investment Banking
Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
Yes No
Other Banking & Financial Services
Business Services
Energy
Coal Mining
Electric Utilities
Energy Conservation
Environmental Services
Oil & Gas
Other Energy
Health Care
Biotechnology
Health Insurance
Hospitals & Physicians
Pharmaceuticals
Other Health Care
Manufacturing
Real Estate
Commercial
Construction
REITS & Finance
Residential
Other Real Estate
Retailing
Restaurants
Technology
Computers
Telecommunications
Other Technology
Travel
Airlines & Airports
Lodging & Conventions
Tourism & Travel Services
Other Travel
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
No Revenues No Aggregate Net Asset Value
$1 - $1,000,000 $1 - $5,000,000
$1,000,001 - $5,000,000 $5,000,001 - $25,000,000
$5,000,001 - $25,000,000 $25,000,001 - $50,000,000
$25,000,001 - $100,000,000 $50,000,001 - $100,000,000
Over $100,000,000 Over $100,000,000
X Decline to Disclose Decline to Disclose
Not Applicable Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

Rule 504(b)(1) (not (i), (ii) or (iii))
Rule 504 (b)(1)(i)
Rule 504 (b)(1)(ii)
Rule 504 (b)(1)(iii)
X Rule 506(b)
Rule 506(c)
Securities Act Section 4(a)(5)
X Investment Company Act Section 3(c)
Section 3(c)(1) Section 3(c)(9)
Section 3(c)(2) Section 3(c)(10)
Section 3(c)(3) Section 3(c)(11)
Section 3(c)(4) Section 3(c)(12)
Section 3(c)(5) Section 3(c)(13)
Section 3(c)(6) Section 3(c)(14)
X Section 3(c)(7)

7. Type of Filing

New Notice Date of First Sale 1998-12-01 First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
X Yes No

9. Type(s) of Securities Offered (select all that apply)

Equity Pooled Investment Fund Interests
Debt Tenant-in-Common Securities
Option, Warrant or Other Right to Acquire Another Security Mineral Property Securities
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security X Other (describe)
COLI Corporate Variable Life Insurance Policies supported by Brighthouse Separate Account CPPVUL1 (Book 131 & Book 792)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $2,000,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number None
James Van Epps 844958
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Innovation Partners, LLC 146344
Street Address 1 Street Address 2
5950 Fairview Rd Suite 140
City State/Province/Country ZIP/Postal Code
Charlotte NORTH CAROLINA 28210
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number None
Kirk L. Penland 3203257
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
KESTRA Investment Services, LLC 42046
Street Address 1 Street Address 2
5707 Southwest Parkway Bldg 2, Ste 400
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78735
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number None
Thomas J. Hummer 253046
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Merrill Lynch, Pierce, Fenner & Smith Incorporated 7691
Street Address 1 Street Address 2
4808 Deerlake Drive East
City State/Province/Country ZIP/Postal Code
Jacksonville FLORIDA 32246
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number None
Stanley F. Eckert 2842396
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Newport Group Securities, Inc. 29722
Street Address 1 Street Address 2
300 Primera Blvd. Suite 200
City State/Province/Country ZIP/Postal Code
Lake Mary FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number None
Samir H. Sheth 2511571
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
FAS Corp. 43536
Street Address 1 Street Address 2
4747 West 135th Street, Suite 100
City State/Province/Country ZIP/Postal Code
Leawood KANSAS 66224
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number None
Steven W. Broadbent 3135332
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Valmark Securities, Inc. 31243
Street Address 1 Street Address 2
130 Springside Drive, Suite 300
City State/Province/Country ZIP/Postal Code
Akron OHIO 44333
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number None
Michael D. Shannon 1314743
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Newport Group Securities, Inc 29722
Street Address 1 Street Address 2
300 Primera Blvd. Suite 200
City State/Province/Country ZIP/Postal Code
Lake Mary FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number None
Samir H. Sheth 2511571
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Northwestern Mutual Investment Services 2881
Street Address 1 Street Address 2
720 E. Wisconsin Avenue
City State/Province/Country ZIP/Postal Code
Milwaukee MICHIGAN 53202
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number None
Kirk Penland 3203257
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
USF Securities, L.P. 37942
Street Address 1 Street Address 2
11 Greenway Plaza Suite 2900
City State/Province/Country ZIP/Postal Code
Houston TEXAS 77046
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number None
William Zelenik 1154239
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Tower Square Securities, Inc. 833
Street Address 1 Street Address 2
One City Place 18th Floor
City State/Province/Country ZIP/Postal Code
Hartford CONNECTICUT 06103-3415
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
TENNESSEE
Recipient
Recipient CRD Number None
Chris Parker 2739646
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Clark Securities Inc. 43803
Street Address 1 Street Address 2
2100 Ross Avenue Suite 2200
City State/Province/Country ZIP/Postal Code
Dallas TEXAS 75201-7906
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number None
Craig Cayford 2073600
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Clark Securities Inc. 43803
Street Address 1 Street Address 2
2100 Ross Avenue Suite 2200
City State/Province/Country ZIP/Postal Code
Dallas TEXAS 75201-7906
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number None
Steve Broadbent 3135332
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Clark Securities Inc. 43803
Street Address 1 Street Address 2
2100 Ross Avenue Suite 2200
City State/Province/Country ZIP/Postal Code
Dallas TEXAS 75201-7906
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number None
Brenda Imes 1255331
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Clark Securities Inc. 43803
Street Address 1 Street Address 2
2100 Ross Avenue Suite 2200
City State/Province/Country ZIP/Postal Code
Dallas TEXAS 75201-7906
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number None
John Argue 2472387
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Clark Securities Inc. 43803
Street Address 1 Street Address 2
2100 Ross Avenue Suite 2200
City State/Province/Country ZIP/Postal Code
Dallas TENNESSEE 75201-7906
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number X None
Various Agents None
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
FPCM Securities 38283
Street Address 1 Street Address 2
140 Broadway 18th Floor
City State/Province/Country ZIP/Postal Code
New York NEW YORK 10005
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number None
Carlos Huerta 3042039
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Clark Securities Inc. 43803
Street Address 1 Street Address 2
2100 Ross Avenue Suite 2200
City State/Province/Country ZIP/Postal Code
Dallas TEXAS 75201-7906
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number None
Carlos A. Huerta 3042039
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
State Farm VP Management Corp. 43036
Street Address 1 Street Address 2
One State Farm Plaza
City State/Province/Country ZIP/Postal Code
Bloomington ILLINOIS 61710
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number None
Andrew Arigo 2949837
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Newport Group Securities, Inc. 29722
Street Address 1 Street Address 2
300 Primera Boulevard Suite 200
City State/Province/Country ZIP/Postal Code
Lake Mary FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
GEORGIA
Recipient
Recipient CRD Number None
Chris Nyland 1613008
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Valmark Securities, Inc. 31243
Street Address 1 Street Address 2
130 Springside Drive Suite 300
City State/Province/Country ZIP/Postal Code
Akron OHIO 44333
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
GEORGIA
Recipient
Recipient CRD Number None
Andy Hart 2605726
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Valmark Securities, Inc. 31243
Street Address 1 Street Address 2
130 Springside Drive Suite 300
City State/Province/Country ZIP/Postal Code
Akron OHIO 44333
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
GEORGIA
Recipient
Recipient CRD Number None
Kirk Penland 3203257
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Multi-Financial Securities, Corp. 10299
Street Address 1 Street Address 2
5299 DTC Boulevard # 800
City State/Province/Country ZIP/Postal Code
Greenwood Village COLORADO 80111
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number None
Kevin Ballou 1895717
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Clark-Bardes Securities, Inc. 29094
Street Address 1 Street Address 2
20250 Century Boulevard 4th Floor
City State/Province/Country ZIP/Postal Code
Germantown MARYLAND 20874
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
GEORGIA
Recipient
Recipient CRD Number None
Andrew Arigo 2949837
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Ascensus Broker Dealer, LLC 36478
Street Address 1 Street Address 2
95 Wells Avenue Suite 160
City State/Province/Country ZIP/Postal Code
Newton MASSACHUSETTS 02459
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
GEORGIA
Recipient
Recipient CRD Number None
Michael Shannon 1314743
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Ascensus Broker Dealer, LLC 36478
Street Address 1 Street Address 2
95 Wells Avenue Suite 160
City State/Province/Country ZIP/Postal Code
Newton MASSACHUSETTS 02549
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number None
Matthew B. Shoen 1279191
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Private Placement Insurance Products, LLC 140139
Street Address 1 Street Address 2
2754 Brandt Drive South Suite 200
City State/Province/Country ZIP/Postal Code
Fargo NORTH DAKOTA 58104
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number None
Samuel H. Robert 4845714
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Valmark Securities, Inc. 31243
Street Address 1 Street Address 2
130 Springside Drive Suite 300
City State/Province/Country ZIP/Postal Code
Akron OHIO 44333
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA

13. Offering and Sales Amounts

Total Offering Amount USD
or X Indefinite
Total Amount Sold $611,218,773 USD
Total Remaining to be Sold USD
or X Indefinite

Clarification of Response (if Necessary):

14. Investors

Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
7

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $6,352,059 USD
Estimate
Finders' Fees $0 USD
Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
BRIGHTHOUSE LIFE INSURANCE Co /s/ Kevin Finneran Kevin Finneran Vice President 2026-09-25

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

Brighthouse Life Insurance Co. published this content on September 25, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on September 25, 2026 at 13:11 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]