05/01/2025 | Press release | Distributed by Public on 05/01/2025 16:21
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sweeney Patrick Francis 6060 PARKLAND BLVD #200 CLEVELAND, OH 44124 |
X |
Patrick F Sweeney | 05/01/2025 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares acquired under the Green Plains Inc. director's Restricted Stock Agreement. The price used to determine the number of shares is the price of the shares on 4/14/2023 with a vesting date of 6/6/2025. |
(2) | Mr. Sweeney has a pecuniary interest in the shares held by the Ancora Catalyst Fund LP., by virtue of his position Portfolio Manager of Ancora Alternatives, the General Partner of the Fund. |
(3) | Mr. Sweeney has a pecuniary interest in the shares held by the Ancora Merlin Fund LP., by virtue of his position Portfolio Manager of Ancora Alternatives, the General Partner of the Fund. |
(4) | Mr. Sweeney has a pecuniary interest in the shares held by the Ancora Impact Fund & Series., by virtue of his position Portfolio Manager of Ancora Alternatives, the General Partner of the Fund. |
(5) | Mr. Sweeney has a pecuniary interest in the shares held by the Ancora Bellator Fund., by virtue of his position Portfolio Manager of Ancora Alternatives, the General Partner of the Fund. |