03/18/2026 | Press release | Distributed by Public on 03/18/2026 10:11
| Form X-17A-5 Filer Information |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE
Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder |
OMB APPROVAL |
|
FORM X-17A-5 |
OMB Number: 3235-0123 Estimated average burden hours per response: 12.00 |
| Filer CIK |
0000811507
|
| Filer CCC |
XXXXXXXX
|
| Is this a LIVE or TEST Filing? | LIVE TEST |
| Would you like a Return Copy? | |
| Is this an electronic copy of an official filing submitted in paper format? | |
| Confirming Copy File Number | |
Submission Contact Information |
|
| Name | |
| Phone | |
| E-Mail Address | |
| Notify via Filing Website only? |
| Report for the Period Beginning |
01-01-2025
|
| and Ending |
12-31-2025
|
| Type of Registrant | Broker-dealer |
| OTC derivatives dealer |
Material Weakness |
|
| Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? | Yes No |
| Name of Broker-dealer |
JOHNSON RICE & COMPANY L.L.C.
|
| Address 1 |
639 LOYOLA AVENUE-STE 2775
|
| City |
NEW ORLEANS
|
| State/Country |
LOUISIANA
|
| Mailing Zip/ Portal Code |
70113-7105
|
| Name |
Brian Marcotte
|
| Telephone Number |
5045841229
|
| Name - if individual, state last, first, and middle name |
Mauldin & Jenkins, LLC
|
| Address 1 |
5100 Village Walk, Suite 300
|
| City |
Covington
|
| State/Country |
LOUISIANA
|
| Mailing Zip/ Postal Code |
70433
|
| Check One |
Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions |
| Signature |
Brian Marcotte
|
| Title |
CCO
|
| Checking this box acknowledges that this oath or affirmation has been notarized. |