11/06/2025 | Press release | Distributed by Public on 11/06/2025 07:52
| |
Delaware
(State or other jurisdiction of
incorporation or organization) |
| |
41-1983744
(I.R.S. Employer
Identification Number) |
|
| |
Large accelerated filer
☐
|
| |
Accelerated filer
☐
|
|
| |
Non-accelerated filer
☒
|
| |
Smaller reporting company
☒
|
|
| | | | |
Emerging growth company
☒
|
|
| |
ABOUT THIS PROSPECTUS
|
| | | | 1 | | |
| |
WHERE YOU CAN FIND MORE INFORMATION; INCORPORATION BY REFERENCE
|
| | | | 2 | | |
| |
THE COMPANY
|
| | | | 4 | | |
| |
RISK FACTORS
|
| | | | 5 | | |
| |
CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS
|
| | | | 6 | | |
| |
USE OF PROCEEDS
|
| | | | 7 | | |
| |
DESCRIPTION OF CAPITAL STOCK
|
| | | | 8 | | |
| |
DESCRIPTION OF DEBT SECURITIES
|
| | | | 12 | | |
| |
DESCRIPTION OF STOCK PURCHASE CONTRACTS
|
| | | | 20 | | |
| |
DESCRIPTION OF WARRANTS
|
| | | | 21 | | |
| |
DESCRIPTION OF RIGHTS
|
| | | | 23 | | |
| |
DESCRIPTION OF UNITS
|
| | | | 24 | | |
| |
GLOBAL SECURITIES
|
| | | | 25 | | |
| |
PLAN OF DISTRIBUTION
|
| | | | 29 | | |
| |
LEGAL MATTERS
|
| | | | 31 | | |
| |
EXPERTS
|
| | | | 31 | | |
| |
SEC registration fee
|
| | | $ | 5,977 | | |
| |
Printing expenses
|
| | | $ | (1) | | |
| |
Legal fees and expenses
|
| | | $ | (1) | | |
| |
Accounting fees and expenses
|
| | | $ | (1) | | |
| |
Blue Sky, qualification fees and expenses
|
| | | $ | (1) | | |
| |
Transfer agent fees and expenses
|
| | | $ | (1) | | |
| |
Trustee fees and expenses
|
| | | $ | (1) | | |
| |
Warrant agent fees and expenses
|
| | | $ | (1) | | |
| |
Miscellaneous
|
| | | $ | (1) | | |
| |
Total
|
| | | $ | (1) | | |
|
Exhibit Number |
| |
Description
|
|
| 1.1* | | | Form of Underwriting Agreement. | |
| 3.1 | | |
Restated Certificate of Incorporation of CVRx, Inc. (incorporated by reference to Exhibit 3.1 to the Company's Current Report on Form 8-K filed on June 7, 2024).
|
|
| 3.2 | | |
Amended and Restated By-Laws of CVRx, Inc. (incorporated by reference to Exhibit 3.2 to the Company's Current Report on Form 8-K filed on July 7, 2021).
|
|
| 4.1 | | |
Form of Common Stock Certificate (incorporated by reference to Exhibit 4.2 to the Company's Registration Statement on Form S-1/A filed on June 23, 2021).
|
|
| 4.2* | | | Form of Specimen Certificate Representing Preferred Stock. | |
| 4.3 | | |
Form of Indenture.
|
|
| 4.4* | | | Form of Debt Security. | |
|
Exhibit Number |
| |
Description
|
|
| 4.5* | | | Form of Warrant. | |
| 4.6* | | | Form of Stock Purchase Contract. | |
| 4.7* | | | Form of Warrant Agreement. | |
| 4.8* | | | Form of Rights Agent Agreement. | |
| 4.9* | | | Form of Unit Agreement. | |
| 5.1 | | |
Opinion of Faegre Drinker Biddle & Reath LLP.
|
|
| 23.1 | | |
Consent of Faegre Drinker Biddle & Reath LLP (included in Exhibit 5.1).
|
|
| 23.2 | | |
Consent of Grant Thornton LLP, independent registered public accounting firm.
|
|
| 24.1 | | |
Powers of Attorney (incorporated by reference to the signature page hereto).
|
|
|
25.1**
|
| | Statement of Eligibility on Form T-1 under the Trust Indenture Act of 1939, as amended, of Debt Trustee as trustee under the indenture filed as Exhibit 4.3 above (to be filed prior to any issuance of Debt Securities). | |
| 107 | | |
Filing Fee Table.
|
|
| | | | | CVRx, INC. | | |||
| | | | | By: | | |
/s/ Kevin Hykes
Kevin Hykes
President and Chief Executive Officer |
|
| |
SIGNATURE
|
| |
TITLE
|
| |
DATE
|
|
| |
/s/ Kevin Hykes
Kevin Hykes
|
| |
President and Chief Executive Officer and Director (Principal Executive Officer) |
| |
November 6, 2025
|
|
| |
/s/ Jared Oasheim
Jared Oasheim
|
| |
Chief Financial Officer (Principal Financial and Accounting Officer) |
| |
November 6, 2025
|
|
| |
/s/ Kevin Ballinger
Kevin Ballinger
|
| | Director | | |
November 6, 2025
|
|
| |
/s/ Mitch Hill
Mitch Hill
|
| | Director | | |
November 6, 2025
|
|
| |
/s/ Mudit Jain
Mudit Jain
|
| | Director | | |
November 6, 2025
|
|
| |
SIGNATURE
|
| |
TITLE
|
| |
DATE
|
|
| |
/s/ Kirk Nielsen
Kirk Nielsen
|
| | Director | | |
November 6, 2025
|
|
| |
/s/ Martha Shadan
Martha Shadan
|
| | Director | | |
November 6, 2025
|
|
| |
/s/ Joseph Slattery
Joseph Slattery
|
| | Director | | |
November 6, 2025
|
|