10/13/2026 | Press release | Distributed by Public on 10/13/2026 14:30
|
FORM 4
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|
|||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
|
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Series A Preferred Stock | (4) | 10/13/2026 | C | 1,574,074 | (4) | (4) | Common Stock | 1,574,074 | $ 0 | 0 | I | By SV Life Sciences Fund VI, L.P.(1) | |||
| Series B Preferred Stock | (4) | 10/13/2026 | C | 475,411 | (4) | (4) | Common Stock | 475,411 | $ 0 | 0 | I | By SV Life Sciences Fund VI, L.P.(1) | |||
| Series A Preferred Stock | (4) | 10/13/2026 | C | 53,892 | (4) | (4) | Common Stock | 53,892 | $ 0 | 0 | I | By SV Life Sciences Fund VI Strategic Partners, L.P.(2) | |||
| Series B Preferred Stock | (4) | 10/13/2026 | C | 16,277 | (4) | (4) | Common Stock | 16,277 | $ 0 | 0 | I | By SV Life Sciences Fund VI Strategic Partners, L.P.(2) | |||
| Series B Preferred Stock | (4) | 10/13/2026 | C | 669,939 | (4) | (4) | Common Stock | 669,939 | $ 0 | 0 | I | By SV Trex Coinvestment, L.P.(3) | |||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
|
SVLSF VI, LLC 28 STATE STREET, SUITE 980 BOSTON, MA 02109 |
X | |||
|
SV Life Sciences Fund VI (GP), L.P. 28 STATE STREET, SUITE 980 BOSTON, MA 02109 |
X | |||
|
SV Life Sciences Fund VI, L.P. 28 STATE STREET, SUITE 980 BOSTON, MA 02109 |
X | |||
| SVLSF VI, LLC By: Brent M. Faduski, Officer /s/ Brent M. Faduski | 10/13/2026 | |
| **Signature of Reporting Person | Date | |
| SV Life Sciences Fund VI (GP), L.P. By: SVLSF VI, LLC, its General Partner By: Brent M. Faduski, Officer /s/ Brent M. Faduski | 10/13/2026 | |
| **Signature of Reporting Person | Date | |
| SV Life Sciences Fund VI, L.P. By: SV Life Sciences Fund VI (GP), L.P., its General Partner By: SVLSF VI, LLC, its General Partner By: Brent M. Faduski, Officer /s/ Brent M. Faduski | 10/13/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The shares are held directly by SV Life Sciences Fund VI, L.P. ("SV Fund VI"). SV Life Sciences Fund VI (GP), L.P. (the "GP LP") is the general partner of SV Fund VI, and SVLSF VI, LLC ("SVLSF") is the general partner of GP LP. Investment and voting decisions of SV Fund VI are made by the investment committee of SVLSF. Each of GP LP and SVLSF disclaims beneficial ownership except to the extent of its pecuniary interest, and this report is not an admission of beneficial ownership for any other purpose. |
| (2) | The shares are held directly by SV Life Sciences Fund VI Strategic Partners, L.P. ("SV Strategic Partners VI"). GP LP is the general partner of SV Strategic Partners VI, and SVLSF is the general partner of GP LP. Investment and voting decisions of SV Strategic Partners VI are made by the investment committee of SVLSF. Each of GP LP and SVLSF disclaims beneficial ownership except to the extent of its pecuniary interest, and this report is not an admission of beneficial ownership for any other purpose. |
| (3) | The shares are held directly by SV Trex Coinvestment, L.P. ("SV Coinvestment"). GP LP is the general partner of SV Coinvestment, and SVLSF is the general partner of GP LP. Investment and voting decisions of SV Coinvestment are made by the investment committee of SVLSF. Each of GP LP and SVLSF disclaims beneficial ownership and this report is not an admission of beneficial ownership for any other purpose. |
| (4) | On October 13, 2026, 3.8649 shares of preferred stock automatically converted into one share of common stock upon the closing of the issuer's initial public offering, for no additional consideration. The preferred stock has no expiration date. |
| (5) | Represents shares purchased by SV Fund VI in the issuer's initial public offering. |
| (6) | Represents shares purchased by SV Strategic Partners VI in the issuer's initial public offering. |