08/21/2026 | Press release | Distributed by Public on 08/21/2026 15:25
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Series C Convertible Preferred Stock | (3) | 08/19/2026 | J(1) | 4,223,621 | (3) | (3) | Class A Common Stock | 4,223,621 | (1) | 8,447,242 | I | See Footnote(2) | |||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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CHARTER COMMUNICATIONS, INC. /MO/ 400 WASHINGTON BLVD. STAMFORD, CT 06902 |
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Charter Communications Holding Company, LLC 12405 POWERSCOURT DRIVE ST. LOUIS, MO 63131 |
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SPECTRUM MANAGEMENT HOLDING COMPANY, LLC 12405 POWERSCOURT DRIVE ST. LOUIS, MO 63131 |
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CHARTER COMMUNICATIONS HOLDINGS LLC 12405 POWERSCOURT DRIVE ST. LOUIS, MO 63131 |
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CCH II LLC 12405 POWERSCOURT DRIVE ST. LOUIS, MO 63131 |
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| Charter Communications, Inc. By: Jessica M. Fischer, Chief Financial Officer /s/ Jessica M. Fischer | 08/21/2026 | |
| **Signature of Reporting Person | Date | |
| Charter Communications Holding Company, LLC By: Jessica M. Fischer, Chief Financial Officer /s/ Jessica M. Fischer | 08/21/2026 | |
| **Signature of Reporting Person | Date | |
| Spectrum Management Holding Company, LLC By: Jessica M. Fischer, Chief Financial Officer /s/ Jessica M. Fischer | 08/21/2026 | |
| **Signature of Reporting Person | Date | |
| Charter Communications Holdings, LLC By: Jessica M. Fischer, Chief Financial Officer /s/ Jessica M. Fischer | 08/21/2026 | |
| **Signature of Reporting Person | Date | |
| CCH II, LLC By: Jessica M. Fischer, Chief Financial Officer /s/ Jessica M. Fischer | 08/21/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | On August 19, 2026, as a result of the Combination (as defined in the Remarks section), Charter (as defined in the Remarks section) acquired Liberty Broadband (as defined in the Remarks section), and as a result of the Combination, Charter became the beneficial owner of all the shares of Common Stock and Series C Convertible Preferred Stock that were beneficially owned by Liberty Broadband. |
| (2) | Charter Communications Holding Company, LLC ("HoldCo") is the record holder of the reported shares. Spectrum Management Holding Company, LLC ("Spectrum Management") is the controlling parent company of HoldCo. Charter Communications Holdings, LLC ("Holdings") is the controlling parent company of Spectrum Management. CCH II, LLC ("CCH II") is the controlling parent company of Holdings. Charter is the controlling parent company of CCH II. |
| (3) | Shares of Series C Convertible Preferred Stock are convertible at the option of the holder at any time into the number of shares of Common Stock equal to the conversion rate (as defined in the Certificate of Designations of the Series C Convertible Preferred Stock). Pursuant to the Certificate of Designations of the Series C Convertible Preferred Stock, no holder of Series C Convertible Preferred Stock may convert Series C Convertible Preferred Stock in an amount that would cause such holder to beneficially own over immediately following such conversion more than 49.99% of the then outstanding shares of Common Stock. Upon conversion, the holder will receive cash in lieu of fractional shares (if any) and shall fully participate, on an as-converted basis, in any dividends declared and paid or distributions on the Common Stock as if the Series C Preferred Stock were converted. Shares of Series C Convertible Preferred Stock have no expiration date. |
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Remarks: Pursuant to the Agreement and Plan of Merger, dated as of November 12, 2024 (the "Merger Agreement"), by and among Liberty Broadband Corporation ("Liberty Broadband"), Charter Communications, Inc. ("Charter"), Fusion Merger Sub 1, LLC, a Delaware limited liability company and wholly owned direct subsidiary of Charter ("Merger LLC"), and Fusion Merger Sub 2, Inc., a Delaware corporation and wholly owned direct subsidiary of Merger LLC ("Merger Sub"), on August 19, 2026, Merger Sub merged with and into Liberty Broadband (the "Merger"), with Liberty Broadband surviving the Merger as a wholly owned subsidiary of Merger LLC, and immediately following the Merger, Liberty Broadband (as the surviving corporation in the Merger) merged with and into Merger LLC (the "Upstream Merger," and together with the Merger, the "Combination"), with Merger LLC surviving the Upstream Merger as the surviving company and a wholly owned subsidiary of Charter. |
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