California Department of Financial Protection and Innovation
02/03/2026 | Press release | Distributed by Public on 02/03/2026 17:11
Unity Asset Management LLC
Unity Asset Management LLC
License or Case Number
DCLA LICENSE NO.: 11447-99
Date of Initial Action
05/14/2025
Date of Most Recent Action
06/12/2025
Party
Unity Asset Management LLC
Documents
- 05/14/25 - Desist and Refrain Order (PDF)
- 06/12/25 - Settlement (PDF)
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About the Regulated Entity
If you have further questions or need more assistance, please call the DFPI's Consumer Services Office at: 1-866-275-2677.
Last updated: Feb 3, 2026 @ 2:54 pm
California Department of Financial Protection and Innovation published this content on February 03, 2026, and is solely responsible for the information contained herein. Distributed via Public Technologies (PUBT), unedited and unaltered, on February 03, 2026 at 23:11 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]