03/05/2026 | Press release | Distributed by Public on 03/05/2026 15:19
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Delaware
(State or other jurisdiction of incorporation or organization)
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27-1467257
(I.R.S Employer Identification No.)
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3565 General Atomics Court, Suite 200
San Diego, CA
(Address of Principal Executive Offices)
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92121
(Zip Code)
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Large accelerated filer ☐
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Accelerated filer ☐
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Non-accelerated filer ☒
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Smaller reporting company ☒
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Emerging growth company ☒
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| (a) |
the Registrant's Annual Report on Form 10-K for the fiscal year ended December 31, 2025, filed with the SEC on March 5, 2026;
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| (b) |
The Registrant's Current Reports on Form 8-K filed with the SEC on January 26, 2026 and March 5, 2026 (excluding Item 2.02 and Exhibit 99.1);
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| (c) | all other reports filed pursuant to Section 13(a) or 15(d) of the Exchange Act of 1934, as amended (the "Exchange Act") since the end of the fiscal year covered by the registrant document referred to in (a) above; and | |||||||
| (d) |
the description of the Registrant's Common Stock contained in the Registrant's registration statement on Form 8-A (File No. 001-42001), filed by the Registrant with the SEC under Section 12(b) of the Exchange Act, on April 2, 2024, including any amendments or reports filed for the purpose of updating such description.
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Incorporated by Reference
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Filed | |||||||||||||||||||||||||||||||||||||
| Exhibit Number | Description | Form |
File No.
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Exhibit | Filing Date | Herewith | ||||||||||||||||||||||||||||||||
| 4.1 | S-1/A | 333-278003 | 4.1 | 04/01/2024 | ||||||||||||||||||||||||||||||||||
| 4.2 | 8-K | 001-42001 | 3.1 | 04/09/2024 | ||||||||||||||||||||||||||||||||||
| 4.3 | 8-K | 001-42001 | 3.2 | 04/09/2024 | ||||||||||||||||||||||||||||||||||
| 5.1 |
Opinion and Consent of Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP.
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X | ||||||||||||||||||||||||||||||||||||
| 23.1 |
Consent of Independent Registered Public Accounting Firm.
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X | ||||||||||||||||||||||||||||||||||||
| 23.2 |
Consent of Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP (contained in Exhibit 5.1).
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X | ||||||||||||||||||||||||||||||||||||
| 24.1 |
Power of Attorney (contained on the signature page hereto).
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X | ||||||||||||||||||||||||||||||||||||
| 99.1 | S-1/A | 333-278003 | 10.3 | 04/01/2024 | ||||||||||||||||||||||||||||||||||
| 99.2 | S-1/A | 333-278003 | 10.4 | 04/01/2024 | ||||||||||||||||||||||||||||||||||
| 99.3 | 10-K | 001-42001 | 10.16 | 03/05/2026 | ||||||||||||||||||||||||||||||||||
| 107.0 |
Filing Fee Table.
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X | ||||||||||||||||||||||||||||||||||||
| A. | The undersigned Registrant hereby undertakes: | ||||
| (1) |
to file, during any period in which offers or sales are being made, a post-effective amendment to this Registration Statement:
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| (i) |
to include any prospectus required by Section 10(a)(3) of the Securities Act,
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| (ii) |
to reflect in the prospectus any facts or events arising after the effective date of this Registration Statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in this Registration Statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the SEC pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than a 20 percent change in the maximum aggregate offering price set forth in the "Calculation of Registration Fee" table in the effective Registration Statement, and
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| (iii) |
to include any material information with respect to the plan of distribution not previously disclosed in this Registration Statement or any material change to such information in this Registration Statement; provided , however , that clauses A(1)(i) and A(1)(ii) above shall not apply if the information required to be included in a post-effective amendment by those paragraphs is contained in reports filed with or furnished to the SEC by the Registrant pursuant to Section 13 or Section 15(d) of the Exchange Act that are incorporated by reference in this Registration Statement;
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| (2) |
that, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof; and
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| (3) |
to remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the Registrant's offering.
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| B. | The undersigned Registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the Registrant's annual report pursuant to Section 13(a) or Section 15(d) of the Exchange Act (and where applicable, each filing of an employee benefit plan's annual report pursuant to Section 15(d) of the Exchange Act) that is incorporated by reference in this Registration Statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. | ||||
| C. | Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions or otherwise, the Registrant has been advised that, in the opinion of the SEC, such indemnification is against public policy as expressed in the Securities Act, and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue. | ||||
| Contineum Therapeutics, Inc. | |||||
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By: /s/ Carmine Stengone
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| Carmine Stengone | |||||
| President, Chief Executive Officer and Director | |||||
| (Principal Executive Officer) | |||||
| Signature | Title | Date | ||||||
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/s/ Carmine Stengone
Carmine Stengone |
President, Chief Executive Officer and Director
(Principal Executive Officer) |
March 5, 2026 | ||||||
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/s/ Peter Slover
Peter Slover |
Chief Financial Officer
(Principal Financial Officer and Principal Accounting Officer) |
March 5, 2026 | ||||||
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/s/ Evert Schimmelpennink
Evert Schimmelpennink |
Chairperson of the Board of Directors | March 5, 2026 | ||||||
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/s/ Lori Lyons-Williams
Lori Lyons-Williams |
Director | March 5, 2026 | ||||||
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/s/ Diego Miralles
Diego Miralles
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Director | March 5, 2026 | ||||||
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/s/ Todd Brady
Todd Brady |
Director | March 5, 2026 | ||||||
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/s/ Olivia Ware
Olivia Ware |
Director | March 5, 2026 | ||||||
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/s/ Sarah Boyce
Sarah Boyce |
Director | March 5, 2026 | ||||||
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/s/ Troy Ignelzi
Troy Ignelzi |
Director | March 5, 2026 | ||||||