Forum Markets Inc.

04/08/2026 | Press release | Distributed by Public on 04/08/2026 06:11

Material Agreement (Form 8-K)

Item 1.01 Entry into a Material Definitive Agreement.

Second Amended and Restated Sales Agreement

As previously reported, on August 13, 2025, Forum Markets, Incorporated (formerly ETHZilla Corporation, which was formerly 180 Life Sciences Corp.) (the "Company") entered into a Sales Agreement (the "Initial Sales Agreement") with Clear Street LLC ("Clear Street") to sell from time to time through Clear Street, acting as sales agent for the Company's "at the market offering" program, shares of the Company's common stock, par value $0.0001 per share (the "Common Stock") pursuant to the Company's registration statement on Form S-3 (File No. 333-288194) (the "June Registration Statement") and the prospectus supplement initially filed on August 13, 2025 (the "Initial Prospectus Supplement"). On August 22, 2025, the Company entered into an Amended and Restated Sales Agreement (the "Amended Sales Agreement") with Clear Street to, among other things, change the registration statement and prospectus supplement pursuant to which sales of the Common Stock were to be made to the registration statement on Form S-3ASR (File No. 333-289811) (the "WKSI Registration Statement") and the prospectus supplement initially filed on August 22, 2025 (the "WKSI Prospectus Supplement"). On November 14, 2025, the Company entered into an Amended and Restated Sales Agreement (the "Second Amended Sales Agreement") with Clear Street and TCBI Securities, Inc., doing business as Texas Capital Securities ("Texas Capital Securities", and together with Clear Street, the "Agents"), which, among other things, amended and restated the Amended Sales Agreement to include Texas Capital Securities as a sales agent.

On April 8, 2026, the Company entered into a Second Amended and Restated Sales Agreement (the "Second Amended and Restated Sales Agreement") with the Agents to cease all sales of Common Stock pursuant to the WKSI Registration Statement and WKSI Prospectus Supplement and to transition the program back to the June Registration Statement and Initial Prospectus Supplement. From and after the date of the Second Amended and Restated Sales Agreement, the Company will not sell any Common Stock pursuant to the WKSI Registration Statement and WKSI Prospectus Supplement, and any future sales will be made pursuant to the June Registration Statement and Initial Prospectus Supplement. There were no other material changes to the terms of the Second Amended Sales Agreement as a result of such amendments.

The foregoing description of the Second Amended and Restated Sales Agreement is not complete and is qualified in its entirety by reference to the full text of the Second Amended and Restated Sales Agreement, a copy of which is filed herewith as Exhibit 10.1 and is incorporated in this Item 1.01 by reference.

Forum Markets Inc. published this content on April 08, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on April 08, 2026 at 12:11 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]