Cetera Advisors LLC

03/13/2026 | Press release | Distributed by Public on 03/13/2026 18:35

Information Required of Brokers and Dealers (Form X-17A-5)

Form X-17A-5 Filer Information UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL AUDITED REPORT
Form X-17A-5
Part III

FACING PAGE
Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder
OMB APPROVAL

FORM X-17A-5

OMB Number: 3235-0123

Estimated average burden hours per response: 12.00

X-17A-5: Filer Information

Filer CIK
0000356437
Filer CCC
XXXXXXXX
Is this a LIVE or TEST Filing? LIVE TEST
Would you like a Return Copy?
Is this an electronic copy of an official filing submitted in paper format?
Confirming Copy File Number

Submission Contact Information

Name
Phone
E-Mail Address
Notify via Filing Website only?

X-17A-5: Submission Information

Report for the Period Beginning
01-01-2025
and Ending
12-31-2025
Type of Registrant Broker-dealer
OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No

X-17A-5: A. Registrant Identification

Name of Broker-dealer
CETERA ADVISORS LLC

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1
5299 DTC BLVD #800
Address 2
SUITE 300
City
GREENWOOD VILLAGE
State/Country
COLORADO
Mailing Zip/ Portal Code
80111

Name and Telephone Number of Person to Contact in Regard to this Report

Name
Rodney Dowell
Telephone Number
3103411853

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name
Deloitte & Touche LLP
Address 1
555 W. 5th Street, Floor 27
City
Los Angeles
State/Country
CALIFORNIA
Mailing Zip/ Postal Code
90013-1010
Check One Certified Public Accountant
Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, Rodney Dowell, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of CETERA ADVISORS LLC, as of 03-13-2026, are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:
Signature
Rodney Dowell
Title
Vice President

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.
Cetera Advisors LLC published this content on March 13, 2026, and is solely responsible for the information contained herein. Distributed via EDGAR on March 14, 2026 at 00:35 UTC. If you believe the information included in the content is inaccurate or outdated and requires editing or removal, please contact us at [email protected]