09/04/2026 | Press release | Distributed by Public on 09/04/2026 09:27
As filed with the Securities and Exchange Commission on September 4, 2026
Registration No. 333-297716
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT NO. 2
FORM S-4
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
THE JONES FINANCIAL COMPANIES, L.L.L.P.
(Exact Name of Registrant as Specified in Its Charter)
| Missouri | 6211 | 43-1450818 | ||
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(State or Other Jurisdiction of Incorporation or Organization) |
(Primary Standard Industrial Classification Code Number) |
(I.R.S. Employer Identification Number) |
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12555 Manchester Road
Des Peres, Missouri 63131
(314) 515-2000
(Address, including zip code, and telephone number, including area code, of registrant's principal executive offices)
Keir Gumbs
The Jones Financial Companies, L.L.L.P.
12555 Manchester Road
Des Peres, Missouri 63131
(314) 515-2000
(Name, Address, Including Zip Code, and Telephone Number, Including Area Code, of Agent For Service)
Copies to:
Brent R. Trame
Thompson Coburn LLP
One US Bank Plaza
St. Louis, Missouri 63101
Telephone: (314) 552-6569
Facsimile: (314) 552-7000
Approximate date of commencement of proposed sale to the public: As soon as practicable after this Registration Statement becomes effective.
If the securities being registered on this form are being offered in connection with the formation of a holding company and there is compliance with General Instruction G, check the following box. ☐
If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of "large accelerated filer," "accelerated filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act.
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Large accelerated filer |
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Accelerated filer |
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Non-accelerated filer |
☒ |
Smaller reporting company |
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Emerging growth company |
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
If applicable, place an X in the box to designate the appropriate rule provision relied upon in conducting this transaction:
Exchange Act Rule 13e-4(i) (Cross-Border Issuer Tender Offer) ☐
Exchange Act Rule 14d-l(d) (Cross-Border Third-Party Tender Offer) ☐
The registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the registration statement shall become effective on such date as the Securities and Exchange Commission, acting pursuant to said Section 8(a), may determine
EXPLANATORY NOTE
This Amendment No. 2 ("Amendment No. 2") to the Registration Statement on Form S-4 (File No. 333-297716) of The Jones Financial Companies, L.L.L.P. (the "Registration Statement") is being filed as an exhibits-only filing to amend Exhibit 23.1 in Part II of this Amendment No. 2. This Amendment No. 2 does not modify any provision of the prospectus that forms a part of the Registration Statement. Accordingly, this Amendment No. 2 consists only of the cover page, this explanatory note, Item 21 of Part II of the Registration Statement, the signature pages to the Registration Statement, and the filed exhibit.
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 21. Exhibits and Financial Statement Schedules.
| (a) |
Exhibit List |
SIGNATURES
Pursuant to the requirements of the Securities Act, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Des Peres, State of Missouri, on September 4, 2026.
THE JONES FINANCIAL COMPANIES, L.L.L.P.
| /s/ Penny Pennington | ||||
| By: | ||||
| Penny Pennington | ||||
| Managing Partner | ||||
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
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Signature |
Title |
Date |
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/s/ Penny Pennington Penny Pennington |
Managing Partner (Principal Executive Officer) |
September 4, 2026 | ||
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/s/ Andrew T. Miedler Andrew T. Miedler |
Chief Financial Officer (Principal Financial and Accounting Officer) |
September 4, 2026 | ||