09/18/2026 | Press release | Distributed by Public on 09/18/2026 17:28
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Lux Leslie C/O CHRIS ERBLICH, ESQ. 5060 NORTH 40TH STREET, SUITE 250 PHOENIX, AZ 85018 |
X | Member of 10% holder group | ||
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Lux Children Irrevocable Trust dated May 24, 2012 C/O CHRIS ERBLICH, ESQ. 5060 NORTH 40TH STREET, SUITE 250 PHOENIX, AZ 85018 |
X | Member of 10% holder group | ||
| /s/ Leslie Lux, Individually | 09/18/2026 | |
| **Signature of Reporting Person | Date | |
| /s/ Leslie Lux, as Trustee | 09/18/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.31 per share to $14.55 per share, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. |
| (2) | The shares in these transactions were sold by the Lux Children Irrevocable Trust dated 5/24/2012, Leslie Lux sole Trustee ("Lux Children Trust"). Following the completion of these sales, 0 shares beneficially owned by the Lux Children Trust are included in the aggregate indirect ownership of the reporting person. Leslie Lux may be deemed to have held sole voting and dispositive power with respect to all of the shares owned by the Lux Children Trust. |
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Remarks: The Reporting Person and the Lux Children Trust may be deemed to be part of a group due to the entry by certain persons into a Shareholders Agreement dated April 1, 2021, as previously disclosed on the Reporting Person's Form 3/A filing with respect to MGPI dated October 7, 2021. The Reporting Person disclaims beneficial ownership of the shares of the Issuer's common stock reported herein, except to the extent of her pecuniary interest therein. |
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