02/05/2026 | Press release | Distributed by Public on 02/05/2026 11:34
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Convertible Note | 07/29/2020 | (6) | Common Stock | 23,158,450(2) | $0.0006 | I | LLC(1) |
| Series A Preferred Stock | 11/05/2025 | (6) | Common Stock | 10,000 | (3) | I | LLC(1) |
| Series B Preferred Stock | 10/04/2024 | (6) | Common Stock | 1,166,000,000(2) | (4) | I | LLC(1) |
| Series D Preferred Stock | 12/02/2025 | (6) | Common Stock | 525,000,000(2) | (5) | I | LLC(1) |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Grober Mark 705 CAMBRIDGE STREET CAMBRIDGE, MA 02141 |
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| /s/ Mark Grober | 02/05/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | These securities are held by GHS Investments LLC. The reporting person is a member of GHS Investments LLC and may be deemed to share voting and dispositive power over the securities held by GHS Investments LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein. |
| (2) | Subject to a 4.99% beneficial ownership limitation. |
| (3) | Each share of Series A Preferred Stock is convertible into 100 shares of Common Stock. |
| (4) | Each share of Series B Preferred Stock is convertible into shares of Common Stock determined by dividing the Stated Value of such share of Preferred Stock by the Conversion Price. The conversion price for the Preferred Stock is the lowest traded price for the Company's common stock for the 15 Trading Days immediately preceding the date of such conversion. |
| (5) | Each share of Series D Preferred Stock is convertible to shares of the Company's common stock at a price equal to a fixed price equal to 80% of the lowest traded price for the Company's common stock for the ten trading days immediately preceding the execution date of the Securities Purchase Agreement pursuant to which shares of Preferred Stock are issued. |
| (6) | Securities are convertible until no longer outstanding. |
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Remarks: Mr. Grober was made a director of IIOT-OXYS effective November 5, 2025. Mr. Grober is an owner of GHS Investments, LLC which owns a convertible note (subject to a beneficial ownership blocker), shares of preferred stock (subject to a beneficial ownership blocker), and common stock. |
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