W.G. Securities LLC

10/24/2025 | Press release | Distributed by Public on 10/24/2025 07:22

Amendment to Information Required of Brokers and Dealers (Form X-17A-5/A)

Form X-17A-5 Filer Information UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL AUDITED REPORT
Form X-17A-5
Part III

FACING PAGE
Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder
OMB APPROVAL

FORM X-17A-5/A

OMB Number: 3235-0123

Estimated average burden hours per response: 12.00

X-17A-5/A: Filer Information

Filer CIK
0001363691
Filer CCC
XXXXXXXX
Is this a LIVE or TEST Filing? LIVE TEST
Would you like a Return Copy?
Is this an electronic copy of an official filing submitted in paper format?
Confirming Copy File Number

Submission Contact Information

Name
Phone
E-Mail Address
Notify via Filing Website only?

X-17A-5/A: Submission Information

Report for the Period Beginning
07-01-2024
and Ending
06-30-2025
Type of Registrant Broker-dealer
OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No
Please describe what information is being amended with this filing.
FINRA requested the Oath/Facing page be updated because the wrong SEC # was listed originally. Resubmitting for that only. Nothing changed with the actual audit report.

X-17A-5/A: A. Registrant Identification

Name of Broker-dealer
W G SECURITIES, LLC

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1
1764 LITCHFIELD TURNPIKE
Address 2
SUITE 250
City
WOODBRIDGE
State/Country
CONNECTICUT
Mailing Zip/ Portal Code
06525

Name and Telephone Number of Person to Contact in Regard to this Report

Name
Lawrence Reinharz
Telephone Number
203-389-8400

X-17A-5/A: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name
Larry Liberfarb, PC
Address 1
11 Vanderbilt Ave #220
City
Norwood
State/Country
MASSACHUSETTS
Mailing Zip/ Postal Code
02062
Check One Certified Public Accountant
Certified Public Accountant not resident in United States or any of its possessions

X-17A-5/A: Signature

Oath or Affirmation

I, Lawrence Reinharz, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of W G SECURITIES, LLC, as of 06-30-2025, are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:
Signature
Lawrence Reinharz
Title
Manager, CCO, Executive Rep

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.
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