06/05/2026 | Press release | Distributed by Public on 06/05/2026 08:54
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Option to buy Common Shares | $5.34 | 01/27/2026(3) | 01/27/2035 | Common Stock | 32,400(4) | 32,400 | I | Shares held by Harte Hanks | |||||||
| Option to buy Common Shares | $4.55 | 06/02/2026(5) | 06/02/2035 | Common Stock | 32,400(6) | 32,400 | I | Shares held by Harte Hanks | |||||||
| Option to buy Common Shares | $7.74 | 01/29/2025(7) | 01/29/2034 | Common Stock | 32,300(8) | 32,300 | I | Shares held by Harte Hanks | |||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Fisher David Scott 1 EXECUTIVE DR CHELMSFORD, MA 01824 |
President | |||
| David A Garrison for David Scott Fisher | 06/04/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | RSU shares vested and converted from indirect owned non-derivatives to direct owned non-derivative shares. |
| (2) | Represents shares withheld to offset the reporting person's tax obligations upon vesting of RSU's. |
| (3) | The first of three tranches, 10,800 shares, vested on January 27, 2026. |
| (4) | Award No 50105. The participant was granted 32,400 NQ stock options on January 27, 2025 under the Harte Hanks, Inc. 2023 Inducement Equity Incentive Plan. The options vest and become exercisable as to 1/3rd of the underlying shares on each of the first three anniversaries of January 27, 2025. |
| (5) | The first of three tranches, 10,800 shares, vested on June 2, 2026. |
| (6) | Award No 50106. The participant was granted 32,400 NQ stock options on June 2, 2025 under the Harte Hanks, Inc. 2023 Inducement Equity Incentive Plan. The options vest and become exercisable as to 1/3rd of the underlying shares on each of the first three anniversaries of June 2, 2025. |
| (7) | The first two of three tranches, totaling 21,533 shares, vested on January 29, 2025 and 2026. |
| (8) | Award No 50102. The participant was granted 32,300 NQ stock options on January 29, 2024 under the Harte Hanks, Inc. 2023 Inducement Equity Incentive Plan. The options vest and become exercisable as to 1/3rd of the underlying shares on each of the first three anniversaries of January 29, 2024. |