03/02/2026 | Press release | Distributed by Public on 03/02/2026 15:32
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Class B Common Units of Artisan Partners Holdings LP | (2) | 03/02/2026 | A(2) | 2,275 | (2) | (2) | Class A Common Stock, par value $0.01 per share | 2,275 | (2) | 2,275 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Kwei Eileen Lee C/O ARTISAN PARTNERS ASSET MANAGEMENT 875 E. WISCONSIN AVE., SUITE 800 MILWAUKEE, WI 53202 |
Executive Vice President | |||
| /s/ Lisa A. Moran, attorney-in-fact for Ms. Kwei | 03/02/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | On March 2, 2026, Ms. Kwei was granted 13,783 shares of Class A common stock of Artisan Partners Asset Management Inc. (the "Company") and 2,275 Class B common units of Artisan Partners Holdings LP ("Holdings") (together with an equal number of shares of Class B common stock of the Company) pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. The shares of Class A common stock may not be transferred until they have vested. Shares of Class B common stock do not have economic rights. |
| (2) | Each Class B common unit of Holdings vested upon grant and is exchangeable for one share of Class A common stock of the Company, after the first anniversary of the grant date, pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Holdings. Upon any such exchange for shares of Class A common stock of the Company, the corresponding shares of Class B common stock then owned by such holder will be cancelled. The Class B common units of Holdings have no expiration date. |