03/23/2026 | Press release | Distributed by Public on 03/23/2026 14:02
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Cohen Amir C/O STRATA CRITICAL MEDICAL, INC. 31 HUDSON YARDS, 14TH FLOOR NEW YORK, NY 10001 |
Chief Accounting Officer | |||
| /s/ Melissa M. Tomkiel, Attorney-in-fact for Amir Cohen | 03/23/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. |
| (2) | On September 12, 2025, the reporting person filed a Form 4 which reported in column 5 of Table I that, following the withholding of 3,707 shares by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units, the reporting person directly beneficially owned 100,053 shares. In fact, as reflected in this amendment, the reporting person inadvertently failed to disclose the withholding of 5,483 shares by the Issuer on September 4, 2025 to satisfy tax withholding obligations in connection with the vesting of restricted stock units. As such, the reporting person actually directly beneficially owned 94,570 shares following the withholding of 3,707 shares on September 10, 2025. As a result, the original Form 4 mistakenly overstated the reporting person's direct beneficial ownership by 5,483 shares. |