Cadre Holdings Inc.

04/24/2025 | Press release | Distributed by Public on 04/24/2025 14:45

Amendment to Statement of Changes in Beneficial Ownership (Form 4/A)

FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
KANDERS WARREN B
2. Issuer Name and Ticker or Trading Symbol
Cadre Holdings, Inc. [CDRE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
CEO AND CHAIRMAN
(Last) (First) (Middle)
C/O KANDERS & COMPANY, INC., 250 ROYAL PALM WAY, SUITE 201
3. Date of Earliest Transaction (Month/Day/Year)
03/13/2025
(Street)
PALM BEACH, FL 33480
4. If Amendment, Date Original Filed (Month/Day/Year)
03/17/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to purchase) $33.85 03/13/2025 A 117,457 (1)(3) 03/13/2035 Common Stock 117,457 $ 0 117,457 D
Restricted Stock Units (2)(3) 03/13/2025 A 37,666 (2)(3) (2)(3) Common Stock 37,666 $ 0 37,666 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
KANDERS WARREN B
C/O KANDERS & COMPANY, INC.
250 ROYAL PALM WAY, SUITE 201
PALM BEACH, FL 33480
X X CEO AND CHAIRMAN

Signatures

/s/ Warren B. Kanders 04/24/2025
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) The option to purchase 117,457 shares of the Issuer's Common Stock, par value $0.0001 per share ("Common Stock"), was granted under the Plan. Options to purchase 39,153 shares of the Issuer's Common Stock will vest and become exercisable on March 13, 2026, and options to purchase 39,152 shares of the Issuer's Common Stock will vest and become exercisable on each of March 13, 2027, and March 13, 2028, respectively.
(2) Comprised of a restricted stock units award granted under the Plan consisting of 37,666 restricted shares of the Issuer's Common Stock. 12,556 restricted shares of the Issuer's Common Stock will vest and become non-forfeitable on March 13, 2026, and 12,555 restricted shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 13, 2027, and March 13, 2028, respectively.
(3) This amendment is being filed to correct the number of options and restricted stock units granted on March 13, 2025 and reported in the original Form 4 filed on March 17, 2025. Footnotes 6 and 7 have been renumbered and revised accordingly.
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