01/03/2025 | Press release | Distributed by Public on 01/03/2025 20:13
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Richardson Jon Paul 15418 WEIR ST., #333 OMAHA, NE 68137 |
X | X | Chief Executive Officer |
/s/ James Gernetzke, attorney-in-fact for Jon Paul Richardson | 01/03/2025 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This transaction occurred prior to the reporting person becoming subject to Section 16 of the Securities Exchange Act of 1934, as amended, and is being reported pursuant to Rule 16a-2(a). |
(2) | In connection with the vesting and settlement of restricted stock units ("RSUs") previously granted under the Issuer's equity incentive plans, the Issuer withheld shares of the Issuer's common stock, par value $0.0001 per share ("Class A Common Stock"), to satisfy its tax withholding obligations. |
(3) | Represents 306,749 RSUs granted under the Issuer's 2021 Equity Incentive Plan, 12,621 that were vested on the date of grant and 294,128 that vest in equal monthly installments though January 1, 2028. Each RSU represents the right to receive one share of Class A Common Stock upon settlement. |
(4) | The Form 3 filed on May 8, 2024 to report ownership as of April 28, 2024 inadvertently excluded 134,932 shares of Class A Common Stock that included (i) 9,285 shares of Class A Common Stock withheld by the Issuer on April 30, 2024 and 125,647 additional shares of Class A Common Stock owned by the reporting person. |
(5) | Includes (i) 19,818 RSUs originally granted on January 5, 2022 that vest in equal monthly installments through January 1, 2026, (ii) 325,521 RSUs originally granted on January 1, 2023 that vest in equal monthly installments through January 1, 2027 and (iii) 242,843 RSUs originally granted on March 13, 2024 that vest in equal monthly installments through January 1, 2028. |