06/15/2026 | Press release | Distributed by Public on 06/15/2026 07:15
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Option (Right to Buy) | $1.34 | 06/12/2026 | M | 200,000 | (2) | 06/16/2032 | Common Stock | 200,000 | $ 0 | 0 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Mastrangelo Joe C/O EOS ENERGY ENTERPRISES, INC. 3920 PARK AVENUE EDISON, NJ 08820 |
X | Chief Executive Officer | ||
| /s/ Michael Silberman as attorney-in-fact for Joe Mastrangelo | 06/15/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The transactions reported in this Form 4 reflect the exercise of Non-Qualified Stock Options by the Reporting Person and the subsequent retention of the underlying shares of Common Stock. The option exercise and corresponding acquisition of shares reported in Table I and Table II were exempted from Section 16(b) liability pursuant to Rule 16b-3 promulgated under the Securities Exchange Act of 1934. The Reporting Person has elected to retain the net shares acquired upon exercise to maintain and support their long-term equity position in the Issuer, including in connection with any potential future equity or rights offerings that may be conducted by the Issuer. |
| (2) | On June 16, 2022 the reporting person was granted stock options to purchase 200,000 shares of common stock which vested on September 27, 2022. |