10/16/2026 | Press release | Distributed by Public on 10/16/2026 19:45
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Nil Cost Options | $ 0 | 10/14/2026 | A | 175,000 | (1) | 10/14/2036 | Common Stock | 175,000 | (1) | 187,473 | D | ||||
| Stock Options | $1.3 | 10/14/2026 | A | 187,500 | (2) | 10/14/2036 | Common Stock | 187,500 | (2) | 187,500 | D | ||||
| Stock Options | $3.5 | 10/14/2026 | D | 75,000 | (3) | 08/11/2035 | Common Stock | 75,000 | (3) | 0 | D | ||||
| Stock Options | $5.82 | 10/14/2026 | D | 37,500 | (4) | 03/16/2036 | Common Stock | 37,500 | (4) | 0 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Maloney John Patrick UNIT 1 CAMWAL COURT, CHAPEL STREET BRISTOL BS2 0UW |
Principal Financial Officer | |||
| /s/ Darragh Hanley-Crofts as Attorney-in-Fact | 10/16/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Options vest beginning 06/30/2027, with additional shares vesting annually thereafter in accordance with the applicable vesting schedule, subject to continued service through each vesting date. No consideration was paid for the option grant. |
| (2) | Options vest beginning 12/31/2026, with additional shares vesting annually thereafter in accordance with the applicable vesting schedule, subject to continued service through each vesting date. No consideration was paid for the option grant. |
| (3) | Subject to annual vesting beginning 12/31/2026 and cancelled pursuant to a previously approved option repricing. No consideration was received upon cancellation of the option. |
| (4) | Subject to annual vesting beginning 03/31/2029 and cancelled pursuant to a previously approved option repricing. No consideration was received upon cancellation of the option. |