09/08/2026 | Press release | Distributed by Public on 09/08/2026 14:16
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Option | $12.05 | (3) | 02/07/2030 | Class A Common Stock | 144,927 | 144,927 | D | ||||||||
| Stock Option | $20.93 | (4) | 02/26/2031 | Class A Common Stock | 89,820 | 89,820 | D | ||||||||
| Stock Option | $11.5 | (5) | 03/03/2032 | Class A Common Stock | 110,000 | 110,000 | D | ||||||||
| Stock Option | $12.32 | (6) | 03/16/2032 | Class A Common Stock | 140,000 | 140,000 | D | ||||||||
| Stock Option | $11.99 | (7) | 10/05/2032 | Class A Common Stock | 500,000 | 500,000 | D | ||||||||
| Stock Option | $15.84 | (8) | 03/07/2033 | Class A Common Stock | 472,103 | 472,103 | D | ||||||||
| Stock Option | $72.09 | (9) | 03/07/2034 | Class A Common Stock | 300,000 | 300,000 | D | ||||||||
| Stock Option | $85.04 | (10) | 03/07/2035 | Class A Common Stock | 400,000 | 400,000 | D | ||||||||
| Stock Option | $241.78 | (11) | 03/06/2036 | Class A Common Stock | 159,707 | 159,707 | D | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Albertazzi Giordano C/O VERTIV HOLDINGS CO 505 N. CLEVELAND AVE WESTERVILLE, OH 43082 |
X | Chief Executive Officer | ||
| /s/ Eric Broxterman, as attorney-in-fact | 09/08/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Represents a bona fide gift solely of shares of Vertiv Class A common stock by the Reporting Person, for no consideration, to a trust established for the benefit of members of the Reporting Person's immediate family, of which Cone Marshall Trustees (Italia) S.r.l. serves as the trustee. This gift does not include any other type of Vertiv securities (e.g., the gift excludes Restricted Stock Units ("RSUs"), Deferred Stock Units ("DSUs") and options otherwise held by Mr. Albertazzi). |
| (2) | Interests shown includes RSUs and DSUs held directly by Mr. Albertazzi. |
| (3) | Consists of 144,927 stock options granted on February 7, 2020, which vested as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024. |
| (4) | Consists of 89,820 stock options granted on February 26, 2021, which vested as to 25% on each of February 26, 2022, February 26, 2023, February 26, 2024 and February 26, 2025. |
| (5) | Consists of 110,000 stock options granted on March 3, 2022, which vested as to 25% on each of March 3, 2023, March 3, 2024, March 3, 2025 and March 3, 2026. |
| (6) | Consists of 140,000 stock options granted on March 16, 2022, which vested as to 25% on each of March 16, 2023, March 16, 2024, March 16, 2025 and March 16, 2026. |
| (7) | Consists of 500,000 stock options granted on October 5, 2022, which vested as to 25% on each of October 5, 2023, October 5, 2024 and October 5, 2025, and which will vest as to 25% on October 5, 2026. |
| (8) | Consists of 472,103 stock options granted on March 7, 2023, which vested as to 25% on each of March 15, 2024, March 15, 2025 and March 15, 2026, and which will vest as to 25% on March 15, 2027. |
| (9) | Consists of 300,000 stock options granted on March 7, 2024, which vested as to 25% on each of March 15, 2025 and March 15, 2026, and which will vest as to 25% on each of March 15, 2027 and March 15, 2028. |
| (10) | Consists of 400,000 stock options granted on March 7, 2025, which vested as to 25% on March 15, 2026, and which will vest as to 25% on each of March 15, 2027, March 15, 2028 and March 15, 2029. |
| (11) | Consists of 159,707 stock options granted on March 6, 2026, which will vest as to 25% on each of March 15, 2027, March 15, 2028, March 15, 2029 and March 15, 2030. |