03/31/2026 | Press release | Distributed by Public on 03/31/2026 19:40
| Form X-17A-5 Filer Information |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE
Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder |
OMB APPROVAL |
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FORM X-17A-5/A |
OMB Number: 3235-0123 Estimated average burden hours per response: 12.00 |
| Filer CIK |
0001285921
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| Filer CCC |
XXXXXXXX
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| Is this a LIVE or TEST Filing? | LIVE TEST |
| Would you like a Return Copy? | |
| Is this an electronic copy of an official filing submitted in paper format? | |
| Confirming Copy File Number | |
Submission Contact Information |
|
| Name | |
| Phone | |
| E-Mail Address | |
| Notify via Filing Website only? |
| Report for the Period Beginning |
01-01-2025
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| and Ending |
12-31-2025
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| Type of Registrant | Broker-dealer |
| OTC derivatives dealer |
Material Weakness |
|
| Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? | Yes No |
| Please describe what information is being amended with this filing. |
No information is being changed. Amending filing simply to change classification of confidential / public document attachments.
|
| Name of Broker-dealer |
CONNING INVESTMENT PRODUCTS, INC.
|
| Address 1 |
ONE FINANCIAL PLAZA
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| Address 2 |
755 MAIN STREET
|
| City |
HARTFORD
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| State/Country |
CONNECTICUT
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| Mailing Zip/ Portal Code |
06103-2627
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| Name |
Susan Norton
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| Telephone Number |
860-299-2060
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| Name - if individual, state last, first, and middle name |
KPMG LLP
|
| Address 1 |
Two Manhattan West, 375 Ninth Avenue
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| City |
New York
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| State/Country |
NEW YORK
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| Mailing Zip/ Postal Code |
10001
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| Check One |
Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions |
| Signature |
Jung Lee
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| Title |
Chief Operating Officer and Chief Financial Officer
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| Checking this box acknowledges that this oath or affirmation has been notarized. |