10/07/2026 | Press release | Distributed by Public on 10/07/2026 16:15
|
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|
||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
|
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Non-Qualified Stock Option | (2) | 02/06/2030 | Common Stock | 17,147 | $102.9 | D | |
| Non-Qualified Stock Option | (3) | 02/08/2031 | Common Stock | 48,199 | $117.63 | D | |
| Non-Qualified Stock Option | (4) | 01/31/2032 | Common Stock | 60,005 | $79.02 | D | |
| Incentive Stock Option | (5) | 02/13/2033 | Common Stock | 965 | $103.52 | D | |
| Non-Qualified Stock Option | (5) | 02/13/2033 | Common Stock | 51,567 | $103.52 | D | |
| Incentive Stock Option | (6) | 02/13/2034 | Common Stock | 747 | $133.84 | D | |
| Non-Qualified Stock Option | (6) | 02/13/2034 | Common Stock | 21,782 | $133.84 | D | |
| Non-Qualified Stock Option | (7) | 12/17/2034 | Common Stock | 27,770 | $136.69 | D | |
| Incentive Stock Option | (8) | 02/12/2035 | Common Stock | 853 | $117.18 | D | |
| Non-Qualified Stock Option | (8) | 02/12/2035 | Common Stock | 42,408 | $117.18 | D | |
| Non-Qualified Stock Option | (9) | 02/13/2036 | Common Stock | 10,087 | $124.12 | D | |
| Restricted Stock Unit | (10) | (10) | Common Stock | 2,114 | (11) | D | |
| Restricted Stock Unit | (12) | (12) | Common Stock | 2,242 | (11) | D | |
| Restricted Stock Unit | (13) | (13) | Common Stock | 2,743 | (11) | D | |
| Restricted Stock Unit | (14) | (14) | Common Stock | 6,081 | (11) | D | |
| Restricted Stock Unit | (15) | (15) | Common Stock | 2,949 | (11) | D | |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
|
ROBERTS EIRY 6027 EDGEWOOD BEND CT. SAN DIEGO, CA 92130 |
Chief Medical Officer | |||
| /s/ Darin Lippoldt, Attorney-in-Fact | 10/07/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | 50,146 of the outstanding shares are held by The Stephen Taylor and Eiry W. Roberts Joint Trust Agreement, of which Dr. Roberts has voting and investment power. |
| (2) | Represents option of which 1/48th of the shares underlying the option became vested and exercisable on March 6, 2020 and an additional 1/48th of the shares underlying the option became vested and exercisable each month thereafter. |
| (3) | Represents option of which 1/48th of the shares underlying the option became vested and exercisable on March 8, 2021 and an additional 1/48th of the shares underlying the option became vested and exercisable each month thereafter. |
| (4) | Represents option of which 1/48th of the shares underlying the option became vested and exercisable on February 28, 2022 and an additional 1/48th of the shares underlying the option became vested and exercisable each month thereafter. |
| (5) | Represents option of which 1/48th of the shares underlying the option became vested and exercisable on March 13, 2023 and an additional 1/48th of the shares underlying the option becomes vested and exercisable each month thereafter. |
| (6) | Represents option of which 1/48th of the shares underlying the option became vested and exercisable on March 13, 2024 and an additional 1/48th of the shares underlying the option becomes vested and exercisable each month thereafter. |
| (7) | Represents an option of which 1/4 of the shares underlying the option became vested and exercisable on February 13, 2025 and an additional 1/48th of the shares underlying the option becomes vested and exercisable each month thereafter beginning on March 13, 2025, such that the option shall fully vest on February 13, 2028. |
| (8) | Represents option of which 1/48th of the shares underlying the option became vested and exercisable on March 12, 2025 and an additional 1/48th of the shares underlying the option becomes vested and exercisable each month thereafter. |
| (9) | Represents option of which 1/12th of the shares underlying the option became vested and exercisable on March 13, 2026 and an additional 1/12th of the shares underlying the option becomes vested and exercisable each month thereafter. |
| (10) | Represents Restricted Stock Units (RSUs) remaining outstanding as of September 28, 2026 under an RSU award granted to the Reporting Person on February 13, 2023. In accordance with the terms of the RSU, the award vested as to 2,113 shares on February 13, 2024, vested as to 2,113 shares on February 13, 2025, vested as to 2,113 shares on February 13, 2026, and will vest as to 2,114 shares on February 13, 2027, subject to the terms and conditions of the award. |
| (11) | Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
| (12) | Represents RSUs remaining outstanding as of September 28, 2026 under an RSU award granted to the Reporting Person on February 13, 2024. In accordance with the terms of the RSU, the award vested as to 1,120 shares on February 13, 2025, vested as to 1,121 shares on February 13, 2026, and will vest as to 1,121 shares on February 13, 2027, and 1,121 shares on February 13, 2028, subject to the terms and conditions of the award. |
| (13) | Represents RSUs remaining outstanding as of September 28, 2026 under an RSU award granted to the Reporting Person on December 17, 2024. In accordance with the terms of the RSU, the award vested as to 1,372 shares on February 13, 2025, vested as to 1,372 shares on February 13, 2026, and will vest as to 1,372 shares on February 13, 2027, and 1,371 shares on February 13, 2028, subject to the terms and conditions of the award. |
| (14) | Represents RSUs remaining outstanding as of September 28, 2026 under an RSU award granted to the Reporting Person on February 12, 2025. In accordance with the terms of the RSU, the award vested as to 2,027 shares on February 12, 2026, and will vest as to 2,027 shares on February 12, 2027, 2,027 shares on February 12, 2028, and 2,027 shares on February 12, 2029, subject to the terms and conditions of the award. |
| (15) | Represents RSUs remaining outstanding as of September 28, 2026 under an RSU award granted to the Reporting Person on February 13, 2026. In accordance with the terms of the RSU, the award will vest in full as to 2,949 shares on February 13, 2027, subject to the terms and conditions of the award. |