09/08/2026 | Press release | Distributed by Public on 09/08/2026 19:12
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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Badugu Nihanth 1817 W. BRAKER LN, STE 400 AUSTIN, TX 78758 |
Chief Operating Officer | |||
| /s/ Nihanth Badugu | 09/08/2026 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Represents shares of restricted stock granted to the Reporting Person pursuant to the Astrotech Corporation 2021 Omnibus Equity Incentive Plan. The shares of restricted stock vest on each of the first three anniversaries of August 13, 2025, such that 100% of the shares of restricted stock granted shall be fully vested on August 13, 2028, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary. |
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Remarks: The original Form 4, filed on July 22, 2026, is being amended to restate the vesting anniversary date in Note (1) as the original Form 4 erroneously indicated that the shares of restricted stock would vest in equal installments on each of the first three anniversaries of August 13, 2026, when, as reported in this amendment the shares of restricted stock vest on each of the first three anniversaries August 13, 2025, such that 100% of the shares of restricted stock granted shall be fully vested on August 13, 2028. |
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