03/19/2026 | Press release | Distributed by Public on 03/19/2026 14:37
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Registration No. 333-
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| Delaware | 46-4560494 | |||||||
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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Jon Avina
Milson Yu
Julia Boesch
Cooley LLP 3175 Hanover Street Palo Alto, California 94304 (650) 843-5000 |
Peter McGoff
Anne-Kathrin Lalendran
Rubrik, Inc.
3495 Deer Creek Road
Palo Alto, California 94304
(844) 478-2745
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| Large accelerated filer | ☒ | Accelerated filer | ☐ | |||||||||||||||||
| Non-accelerated filer | ☐ | Smaller reporting company | ☐ | |||||||||||||||||
| Emerging growth company | ☐ | |||||||||||||||||||
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| (a) |
The Registrant's Annual Report on Form 10-K (the "Annual Report") for the fiscal year ended January 31, 2026, filed with the Commission on March 19, 2026.
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| (b) |
The Registrant's Current Report on Form 8-K (with respect to Item 5.02) filed with the Commission on February 4, 2026 (File No. 001-42028).
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| (c) |
The description of the Registrant's Class A common stock which is contained in the Registrant's Registration Statement on Form 8-A filed on April 22, 2024 (File No. 001-42028) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), including any amendment or report filed for the purpose of updating such description, including Exhibit 4.2 of the Annual Report.
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| (d) | All other reports and documents subsequently filed by the Registrant pursuant to Sections 13(a), 13(c), 14, and 15(d) of the Exchange Act (other than Current Reports furnished under Item 2.02 or Item 7.01 of Form 8-K and exhibits furnished on such form that relate to such items) on or after the date of this Registration Statement and prior to the filing of a post-effective amendment to this Registration Statement which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference herein and to be a part of this Registration Statement from the date of the filing of such reports and documents. Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any subsequently filed document that also is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement. | |||||||
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Exhibit
Number
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Description | Incorporated by Reference | Filing Date | |||||||||||||||||||||||||||||
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Schedule
Form
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File Number | Exhibit | ||||||||||||||||||||||||||||||
| 4.1 | 8-K | 001-42028 | 3.1 | 4/29/2024 | ||||||||||||||||||||||||||||
| 4.2 | 8-K | 001-42028 | 3.2 | 4/29/2024 | ||||||||||||||||||||||||||||
| 4.3 | S-1/A | 333-278434 | 4.1 | 4/16/2024 | ||||||||||||||||||||||||||||
| 5.1* |
Opinion of Cooley LLP.
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| 23.1* |
Consent of Cooley LLP (included in Exhibit 5.1).
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| 23.2* |
Consent of KPMG LLP, independent registered public accounting firm.
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| 24.1* |
Power of Attorney (included on the signature page of this Form S-8).
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| 99.1 | S-1/A | 333-278434 | 10.3 | 4/16/2024 | ||||||||||||||||||||||||||||
| 99.2 | S-1/A | 333-278434 | 10.5 | 4/16/2024 | ||||||||||||||||||||||||||||
| 107* |
Filing Fee Table.
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RUBRIK, INC.
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By:
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/s/ Bipul Sinha
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Bipul Sinha
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Chief Executive Officer
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| Signature | Title | Date | ||||||||||||
| /s/ Bipul Sinha |
Chief Executive Officer and Chairperson
(Principal Executive Officer)
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March 19, 2026 | ||||||||||||
| Bipul Sinha | ||||||||||||||
| /s/ Kiran Choudary |
Chief Financial Officer
(Principal Financial Officer and Principal Accounting Officer)
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March 19, 2026 | ||||||||||||
| Kiran Choudary | ||||||||||||||
| /s/ Asheem Chandna | Director | March 19, 2026 | ||||||||||||
| Asheem Chandna | ||||||||||||||
| /s/ R. Scott Herren | Director | March 19, 2026 | ||||||||||||
| R. Scott Herren | ||||||||||||||
| /s/ Mark D. McLaughlin | Director | March 19, 2026 | ||||||||||||
| Mark D. McLaughlin | ||||||||||||||
| /s/ Ravi Mhatre | Director | March 19, 2026 | ||||||||||||
| Ravi Mhatre | ||||||||||||||
| /s/ Arvind Nithrakashyap | Chief Technology Officer and Director | March 19, 2026 | ||||||||||||
| Arvind Nithrakashyap | ||||||||||||||
| /s/ John W. Thompson | Director | March 19, 2026 | ||||||||||||
| John W. Thompson | ||||||||||||||
| /s/ Yvonne Wassenaar | Director | March 19, 2026 | ||||||||||||
| Yvonne Wassenaar | ||||||||||||||