07/08/2025 | Press release | Distributed by Public on 07/08/2025 19:32
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 07/06/2025 | M | 1,460 | (2) | (3) | Class A Common Stock | 1,460 | $ 0 | 14,640 | D | ||||
Restricted Stock Units | (1) | 07/06/2025 | M | 260 | (4) | (3) | Class A Common Stock | 260 | $ 0 | 540 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Boone Karen C/O COREWEAVE, INC. 290 WEST MT. PLEASANT AVENUE, SUITE 4100 LIVINGSTON, NJ 07039 |
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/s/ Kristen McVeety, as Attorney-in-Fact | 07/08/2025 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
(2) | The award vested or vests as to 1/12 of the total award on the sixth calendar day of April, July, October, and January, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on April 6, 2025. |
(3) | These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date |
(4) | The award vested or vests as to 1/4 of the total award on the sixth calendar day of April, July, October, and January, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on April 6, 2025. |
Remarks: Due to an inadvertent error, it was previously reported on a Form 4 that Ms. Boone received 1,463 and 265 shares of Class A Common Stock on April 6, 2025 in respect of RSU vesting events, and thereupon directly owned 1,728 shares. It was subsequently determined that she vested on that date only as to 1,460 and 260 shares, for a total of 1,720. The totals reported in column 5 of Table I and column 9 of Table II of this Form 4 have been adjusted to reflect the reporting person's ownership after giving effect to that correction. |