09/12/2025 | Press release | Distributed by Public on 09/12/2025 17:32
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy)(2) | (3) | 09/22/2031 | Common Stock | 25,000 | $26.92 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Haycraft Benjamin Toby Patrick C/O PLUG POWER INC., 125 VISTA BOULEVARD SLINGERLANDS, NY 12159 |
EVP, EMEA Region |
/s/ Gerard L. Conway, Jr., Attorney-in-Fact | 09/12/2025 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 413,333 currently unvested shares of Common Stock underlying restricted stock award issued pursuant to Plug Power Inc.'s 2021 Stock Option and Incentive Plan, as amended. |
(2) | Awarded pursuant to Plug Power Inc.'s 2021 Stock Option and Incentive Plan, as amended. |
(3) | The shares underlying this stock option are fully vested and exercisable. |
Remarks: Exhibit 24 - Power of Attorney |